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Version date: 1 April 2013 - onwards
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Schedule 9, Part 4 Disciplinary measures (paras. 10-18)

Section 37.

10 In Part 14 (disciplinary measures), before section 205 insert -

"204A Meaning of "relevant requirement" and "appropriate regulator"

(1) The following definitions apply for the purposes of this Part.

(2) "Relevant requirement" means a requirement imposed -

(a) by or under this Act, or

(b) by a qualifying EU provision specified, or of a description specified, for the purposes of this subsection by the Treasury by order.

(3) The PRA is "the appropriate regulator" in the case of a contravention of -

(a) a requirement that is imposed under any provision of this Act by the PRA;

(b) a requirement under section 56(6) where the authorised person concerned is a PRA-authorised person and the prohibition order concerned is made by the PRA;

(c) a requirement under section 59(1) or (2) where the authorised person concerned is a PRA-authorised person and the approval concerned falls to be given by the PRA.

(4) In the case of a contravention of a requirement that is imposed by a qualify

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