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Part VI Official Listing (ss. 72-103)

Comparing proposed amendment...
The competent authority (ss. 72-73)
Omitted
72. The competent authority
Omitted
73. General duty of the competent authority
Rules (s. 73A)
Partly in force
73A. Part 6 Rules
The official list (s. 74)
In force
74. The official list
Listing (ss. 75-78A)
In force
75. Applications for listing
In force
76. Decision on application
In force
77. Discontinuance and suspension of listing
In force
78. Discontinuance or suspension: procedure
In force
78A. Discontinuance or suspension at the request of the issuer: procedure
Listing particulars (ss. 79-83)
Partly in force
79. Listing particulars and other documents
In force
80. General duty of disclosure in listing particulars
In force
81. Supplementary listing particulars
In force
82. Exemptions from disclosure
In force
83. Registration of listing particulars
Contravention of prohibition relating to public offer of securities (ss. 84-87)
Partially deleted
84. Matters which may be dealt with by prospectus rules
Partly in force
85. Contravention of prohibition relating to public offer of securities
Partially deleted
86. Exempt offers to the public and admissions to trading
Partially deleted
87. Election to have prospectus
Approval of prospectus (ss. 87A-87D)
Partially deleted
87A. Criteria for approval of prospectus by FCA
Partially deleted
87B. Exemptions from disclosure
Partially deleted
87C. Consideration of application for approval
Partially deleted
87D. Procedure for decision to refuse an application for approval
Transfer of application for approval of a prospectus (ss. 87E-87F)
Omitted
87E. Transfer by FCA of application for approval
Omitted
87F. Transfer to FCA of application for approval
Final terms (ss. 87FA-87FB)
Omitted
87FA. Final terms
Omitted
87FB. Communication of final terms by FCA
Supplementary prospectus (s. 87G)
Partially deleted
87G. Supplementary prospectus
Passporting (ss. 87H-87I)
Omitted
87H. Prospectus approved in another EEA State
Omitted
87I. Provision of information to host Member State
Transferable securities: powers of competent authority (ss. 87J-87JB)
Partially deleted
87J. Requirements imposed as condition of approval
Partially deleted
87JA. Power to suspend scrutiny of prospectus
Partially deleted
87JB. Power to refuse approval of a prospectus
Powers exercisable in case of infringement of transparency obligation (ss. 87K-87P)
Partially deleted
87K. Power to suspend, restrict or prohibit offer to the public
Partially deleted
87L. Power to suspend, restrict or prohibit admission to trading on a regulated market
Partially deleted
87LA. Power of FCA to suspend or prohibit trading on a trading facility
Partially deleted
87M. Public censure of issuer
Partially deleted
87N. Right to refer matters to the Tribunal
Partially deleted
87O. Procedure under sections 87JA, 87K, 87L and 87LA
Omitted
87P. Exercise of powers at request of competent authority of another EEA State
Rights of investors (s. 87Q)
Omitted
87Q. Right of investor to withdraw
Registered investors (s. 87R)
Omitted
87R. Register of investors
Sponsors (ss. 88-89)
In force
88. Sponsors
In force
88A. Disciplinary powers: contravention of s.88(3)(c) or (e)
In force
88B. Action under s.88A: procedure and right to refer to Tribunal
In force
88C. Action under s.88A: statement of policy
In force
88D. Statement of policy under s.88C: procedure
In force
88E. Powers exercisable to advance operational objectives
In force
88F. Action under s.88E: procedure
Deleted
89. Public censure of sponsor
Transparency obligations (ss. 89A-98G)
In force
89A. Transparency rules
In force
89B. Provision of voteholder information
In force
89C. Provision of information by issuers of transferable securities
In force
89D. Notification of voting rights held by issuer
Omitted
89E. Notification of proposed amendment of issuer's constitution
In force
89F. Transparency rules: interpretation etc
In force
89G. Transparency rules: other supplementary provisions
Power of FCA to call for information (ss. 89H-89J)
In force
89H. FCA's power to call for information
In force
89I. Requirements in connection with call for information
In force
89J. Power to call for information: supplementary provisions
Powers exercisable in case of infringement of transparency obligation (ss. 89K-89NA)
In force
89K. Public censure of issuer
In force
89L. Power to suspend or prohibit trading of securities
In force
89M. Procedure under section 89L
In force
89N. Right to refer matters to the Tribunal
In force
89NA. Voting rights suspension orders
Corporate governance (s. 89O)
In force
89O. Corporate governance rules
Primary information providers (ss. 89P-89W)
In force
89P. Primary information providers
In force
89Q. Disciplinary powers: contravention of s.89P(4) (b) or (d)
In force
89R. Action under s.89Q: procedure and right to refer to Tribunal
In force
89S. Action under s.89Q: statement of policy
In force
89T. Statement of policy under s.89S: procedure
In force
89U. Powers exercisable to advance operational objectives
In force
89V. Action under s.89U: procedure
In force
89W. Storage of regulated information
Compensation for false or misleading statements etc. (ss. 90-90B)
Partly in force
90. Compensation for statements in listing particulars
In force
90ZA. Liability for key investor information
In force
90A. Liability of issuers in connection with published information
In force
90B. Power to make further provision about liability for published information
Penalties (ss. 91-94)
Partly in force
91. Penalties for breach of Part 6 rules
In force
92. Procedure
In force
93. Statement of policy
In force
94. Statements of policy: procedure
Competition (s. 95)
Repealed
95. Competition scrutiny
Miscellaneous (ss. 96-102)
In force
96. Obligations of issuers of listed securities
Omitted
96A. Disclosure of information requirements
Omitted
96B. Disclosure rules: persons responsible for compliance
Omitted
96C. Suspension of trading
Partly in force
97. Appointment by FCA of persons to carry out investigations
Partially deleted
97A. Reporting of infringements
Repealed
98. Advertisements etc. in connection with listing applications
Omitted
99. Fees
Omitted
100. Penalties
Omitted
100A. Exercise of powers where UK is host member state
In force
101. Listing rules: general provisions
Omitted
102. Exemption from liability in damages
Interpretative provisions (ss. 102A-103)
Partly in force
102A. Meaning of "securities" etc.
Partially deleted
102B. Meaning of "offer of transferable securities to the public" etc.
Omitted
102C. Meaning of "home State" in relation to transferable securities
Partly in force
103. Interpretation of this Part