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Part VIII Provisions relating to market abuse (ss. 118-131AE)

Comparing proposed amendment...
Market abuse (ss. 118-118C)
Omitted
118. Market abuse
Omitted
118A. Supplementary provision about certain behaviour
Omitted
118B. Insiders
Omitted
118C. Inside information
The code (ss. 119-122)
Omitted
119. The code
Omitted
120. Provisions included in the FCA's code by reference to the City Code
Omitted
121. Codes: procedure
Omitted
122. Effect of the code
Powers to require information and supplemental provisions (ss. 122A-122F)
In force
122A. Power to require information from issuers
In force
122B. General power to require information
In force
122C. Power to require information: supplementary
In force
122D. Entry of premises under warrant
In force
122E. Retention of documents taken under section 122D
In force
122F. Offences
Other administrative powers (ss. 122G-122IA)
In force
122G. Publication of information and corrective statements by issuers
In force
122H. Publication of corrective statements generally
In force
122HA. Publication of corrective statements relating to benchmarks
In force
122I. Power to suspend trading in financial instruments
In force
122IA. Power to suspend auctioning of auctioned products on a recognised auction platform
Administrative sanctions (ss. 123-123C)
In force
123. Power to impose penalties or issue censure
In force
123A. Power to prohibit individuals from managing or dealing
In force
123B. Suspending permission to carry on regulated activities etc
In force
123C. Exercise of administrative sanctions
Statement of policy (ss. 124-125)
In force
124. Statement of policy
In force
125. Statement of policy: procedure
Procedure (ss. 126-127A)
In force
126. Warning notices
In force
127. Decision notices and right to refer to Tribunal
In force
127A. Consultation with the PRA in relation to administrative sanctions
Miscellaneous (ss. 128-131AE)
In force
128. Suspension of investigations
In force
129. Power of court to impose administrative sanctions in cases of market abuse
In force
130. Guidance
Omitted
130A. Interpretation and supplementary provision
In force
131. Effect on transactions
In force
131A. Protected Disclosures
In force
131AA. Reporting of infringements
In force
131AB. Interpretation
In force
131AC. Meaning of "persons closely associated" in the market abuse regulation
In force
131AD. Individual liability in respect of legal persons under Articles 8 and 12 of the market abuse regulation
In force
131AE. Liability for contraventions of Article 14 or 15 of the market abuse regulation