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Part XIII Incoming Firms: Intervention by FCA or PRA (ss. 193-204)

Comparing proposed amendment...
Interpretation (ss. 193-196)
Omitted
193. Interpretation of this Part
Omitted
194. General grounds on which power of intervention is exercisable
Omitted
194A. Contravention by relevant EEA firm with UK branch of requirement under markets in financial instruments directive: appropriate regulator primarily responsible for securing compliance
Omitted
194B. Contravention by relevant EEA firm of requirement in capital requirements directive or capital requirements regulation
Omitted
194C. Contravention by relevant EEA firm with UK branch of requirement in mortgages directive: appropriate regulator primarily responsible for securing compliance
Omitted
194D. Contravention by relevant EEA firm of requirement in insurance distribution directive: appropriate regulator primarily responsible for securing compliance
In force
195. Exercise of power in support of overseas regulator
Omitted
195A. Contravention by relevant EEA firm, EEA UCITS or EEA AIFM of directive requirements: home state regulator primarily responsible for securing compliance
Omitted
195B. Contravention by relevant EEA firm of requirement in mortgages directive: home state regulator primarily responsible for securing compliance
Omitted
195C. Contravention by relevant EEA firm of requirement in insurance distribution directive: home state regulator primarily responsible for securing compliance
Omitted
196. The power of intervention
Exercise of power of intervention (ss. 197-199A)
Omitted
197. Procedure on exercise of power of intervention
Omitted
198. Power to apply to court for injunction in respect of certain overseas insurance companies
Omitted
199. Additional procedure for EEA firms in certain cases
Omitted
199A. Management companies: loss of authorisation
Supplemental (ss. 200-202)
Omitted
200. Rescission and variation of requirements
Omitted
201. Effect of certain requirements on other persons
Omitted
202. Contravention of requirement imposed under this Part
Powers of Office of Fair Trading (ss. 203-204)
Omitted
203. Power to prohibit the carrying on of Consumer Credit Act business
Omitted
204. Power to restrict the carrying on of Consumer Credit Act business