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Part XVII Collective Investment Schemes (ss. 235-284)

Comparing proposed amendment...
Chapter I Interpretation (ss. 235-237)
In force
235. Collective investment schemes
In force
235A. Contractual schemes
In force
236. Open-ended investment companies
In force
236A. Meaning of "UCITS"
In force
237. Other definitions
Chapter II Restrictions on Promotion (ss. 238-241)
In force
238. Restrictions on promotion
In force
239. Single property schemes
In force
240. Restriction on approval of promotion
In force
241. Actions for damages
Chapter IIA Prohibition on issue of bearer units (s. 241A)
In force
241A. Bearer units no longer to be issued 
Chapter III Authorised Unit Trust Schemes (ss. 242-261)
Applications for authorisation (ss. 242-244)
In force
242. Applications for authorisation of unit trust schemes
In force
243. Authorisation orders: authorised unit trust schemes
In force
243A. Authorisation orders: authorised money market funds
In force
244. Determination of applications
Applications refused (s. 245)
In force
245. Procedure when refusing an application
Certificates (s. 246)
In force
246. Certificates
Rules (ss. 247-250)
In force
247. Trust scheme rules
In force
248. Scheme particulars rules
In force
249. Disciplinary measures
In force
250. Modification or waiver of rules
Alterations (ss. 251-252A)
In force
251. Alteration of schemes and changes of manager or trustee
In force
252. Procedure when refusing approval of a proposal under section 251
In force
252A. Proposal to convert to a non-feeder UCITS
Exclusion clauses (s. 253)
In force
253. Avoidance of exclusion clauses
Ending of authorisation (ss. 254-256)
In force
254. Revocation of authorisation order otherwise than by consent
In force
255. Procedure
In force
256. Requests for revocation of authorisation order
Powers of intervention (ss. 257-261B)
In force
257. Directions
In force
258. Applications to the court
In force
258A. Winding up or merger of master UCITS
In force
259. Procedure on giving directions under section 257 or 258A and varying them on FCA's own initiative
In force
260. Procedure: refusal to revoke or vary direction
In force
261. Procedure: revocation of direction and grant of request for variation
Omitted
261A. Information for home state regulator
In force
261B. Information for feeder UCITS
Chapter IIIA Authorised Contractual Schemes (ss. 261C-261Z5)
Applications for authorisation (ss. 261C -261F)
In force
261C. Applications for authorisation of contractual schemes
In force
261D. Authorisation orders: authorised contractual schemes
In force
261E. Authorised contractual schemes: holding of units
In force
261EA. Authorisation orders: authorised money market funds
In force
261F. Determination of applications
Applications refused (s. 261G)
In force
261G. Procedure when refusing an application
Certificates (s. 261H)
In force
261H. Certificates
Rules (ss. 261I-261L)
In force
261I. Contractual scheme rules
In force
261J. Contractual scheme particulars rules
In force
261K. Disciplinary measures
In force
261L. Modification or waiver of rules
Co-ownership schemes: rights and liabilities of participants (ss. 261M-261P)
In force
261M. Contracts
In force
261N. Effect of becoming or ceasing to be a participant
In force
261O. Limited liability
In force
261P. Segregated liability in relation to umbrella co-ownership schemes
Alterations (ss. 261Q-261S)
In force
261Q. Alteration of contractual schemes and changes of operator or depositary
In force
261R. Procedure when refusing approval of a proposal under section 261Q
In force
261S. Proposal to convert to a non-feeder UCITS
Exclusion clauses (s. 261T)
In force
261T. Avoidance of exclusion clauses
Ending of authorisation (ss. 261U-261W)
In force
261U. Revocation of authorisation order otherwise than by consent
In force
261V. Procedure for revoking authorisation order
In force
261W. Requests for revocation of authorisation order
Powers of intervention (ss. 261X-261Z5)
In force
261X. Directions
In force
261Y. Applications to the court
In force
261Z. Winding up or merger of master UCITS
In force
261Z1. Procedure on giving directions under section 261X or 261Z and varying them on FCA's own initiative
In force
261Z2. Procedure: refusal to revoke or vary direction
In force
261Z3. Procedure: revocation of direction and grant of request for variation
Omitted
261Z4. Information for home state regulator
In force
261Z5. Information for feeder UCITS
Chapter 3B Unauthorised Co-Ownership AIFS (s. 261Z6)
Not yet in force
261Z6. Power to make provision about unauthorised co-ownership AIFs
Chapter IV Open-ended Investment Companies (ss. 262-263)
In force
262. Open-ended investment companies
In force
263. Amendment of section 716 Companies Act 1985
Chapter V Recognised Overseas Schemes (ss. 264-283)
Schemes constituted in other EEA States (ss. 264-269)
Omitted
264. Schemes constituted in other EEA States
Omitted
265. Representations and references to the Tribunal
Omitted
266. Disapplication of rules
Omitted
267. Power of FCA to suspend promotion of scheme
Omitted
268. Procedure on giving directions under section 267 and varying them on FCA's own initiative
Omitted
269. Procedure on application for variation or revocation of direction
Schemes authorised in designated countries or territories (ss. 270-271)
Omitted
270. Schemes authorised in designated countries or territories
Omitted
271. Procedure
Schemes authorised in approved countries (ss. 271A-271S)
In force
271A. Schemes authorised in approved countries
In force
271B. Approval of country: equivalent protection afforded to participants
In force
271C. Approval of country: regulatory co-operation
In force
271D. Report by the FCA in relation to approval
In force
271E. Power to impose requirements on schemes
In force
271F. Application for recognition to the FCA
In force
271G. Determination of applications
In force
271H. Procedure when determining an application
In force
271I. Obligations on operator of a section 271A scheme
In force
271J. Provision of information to the FCA
In force
271K. Rules as to scheme particulars
In force
271L. Suspension of recognition
In force
271M. Procedure when suspending recognition
In force
271N. Revocation of recognition on the FCA's initiative
In force
271O. Requests for revocation of recognition
In force
271P. Obligations on operator where recognition is revoked or suspended
In force
271Q. Effect of variation or revocation of Treasury regulations
In force
271R. Public censure
In force
271S. Recognition of parts of schemes under section 271A
Individually recognised overseas schemes (ss. 272-282C)
In force
272. Individually recognised overseas schemes
In force
273. Matters that may be taken into account
In force
274. Applications for recognition of individual schemes
In force
275. Determination of applications
In force
276. Procedure when refusing an application
In force
277. Alteration of schemes and changes of operator, trustee or depositary
In force
277A. Regular provision of information relating to compliance with requirements for recognition
In force
278. Rules as to scheme particulars
In force
279. Revocation of recognition
In force
280. Procedure
In force
281. Directions
In force
282. Procedure on giving directions under section 281 and varying them otherwise than as requested
In force
282A Obligations on operator where recognition is revoked or suspended
In force
282B Public censure
In force
282C Recognition of parts of schemes under section 272
Facilities and information in UK (s. 283)
In force
283. Facilities and information in UK
Chapter VA Master-Feeder Structures (ss. 283A-283B)
In force
283A. Master-feeder structures
In force
283B. Reports on derivative instruments
Chapter VI Investigations (s. 284)
In force
284. Power to investigate