1. UK Financial Services Law
  2. Legislation (UK)
  3. Acts
  4. 2000
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  1. Financial Services and Markets Act 2000 (c. 8) (FSMA)
  2. Part XVIII Recognised investment exchanges, clearing houses, CSDs and other parties (ss. 285-313)
  3. Chapter I Exemption (ss. 285-301)
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Chapter I Exemption (ss. 285-301)

Comparing proposed amendment...
General (285-286)
In force
 285. Exemption for recognised bodies etc.
Partly in force
 285A. Powers exercisable in relation to recognised bodies etc
In force
 286. Qualification for recognition
Applications for recognition (ss. 287-292)
In force
 287. Application by an investment exchange
Omitted
 287A. Application by an investment exchange: persons connected with an applicant
In force
 288. Application by a clearing house
In force
 288A. Application by a central securities depository
In force
 289. Applications: supplementary
In force
 290. Recognition orders
In force
 290A. Refusal of recognition on ground of excessive regulatory provision
In force
 290ZA. Variation of central counterparty recognition order
In force
 290ZB. Variation of CSD recognition order
In force
 291. Liability in relation to recognised body's regulatory functions
In force
 292. Overseas investment exchanges and overseas clearing houses
Publication of information by recognised investment exchange (s. 292A)
In force
 292A. Publication of information by recognised investment exchange
Supervision (ss. 293-300)
In force
 293. Notification requirements
In force
 293A. Information: compliance with specified requirements
In force
 294. Modification or waiver of rules
In force
 295. Notification: overseas investment exchanges and overseas clearing houses
In force
 295A. On-site inspection of United Kingdom branches of third country CSDs
In force
 296. Appropriate regulator's power to give directions
In force
 296A. Additional power to direct recognised central counterparties
In force
 297. Revoking recognition
In force
 298. Directions and revocation: procedure
In force
 299. Complaints about recognised bodies
In force
 300. Extension of functions of Tribunal
Power to disallow excessive regulatory provision (ss. 300A-300H)
In force
 300A. Power of appropriate regulator to disallow excessive regulatory provision
In force
 300B. Duty to notify proposal to make regulatory provision
In force
 300C. Restriction on making provision before appropriate regulator decides whether to act
In force
 300D. Consideration by appropriate regulator whether to disallow proposed provision
In force
 300E. Power to disallow excessive regulatory provision: supplementary
General rule-making powers (ss. 300F-300H)
In force
 300F. Rules relating to central counterparties and central securities depositories
In force
 300G. Section 300F: rules in relation to overseas FMI entities
In force
 300H. Rules relating to investment exchanges and data reporting service providers
Bank of England rules (ss. 300I-300M)
In force
 300I. Duty of Bank of England to review rules
In force
 300J. Statement of policy relating to review of rules
In force
 300K. Requirement to review specified rules
In force
 300L. Report on certain reviews
In force
 300M. Power of Treasury to require making of rules by regulations
Other matters (s. 301)
In force
 301. Supervision of certain contracts
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