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Part IVA Permission to Carry on Regulated Activities (ss. 55A-55Z4)

Comparing proposed amendment...
Application for permission (ss. 55A-55G)
In force
55A. Application for permission
In force
55B. The threshold conditions
In force
55C. Power to amend Schedule 6
In force
55D. Firms based outside the United Kingdom
In force
55E. Giving permission: the FCA
In force
55F. Giving permission: the PRA
In force
55G. Giving permission: special cases
Variation and cancellation of Part 4A permission (ss. 55H-55KA)
In force
55H. Variation by FCA at request of authorised person
In force
55I. Variation by PRA at request of authorised person
In force
55J. Variation or cancellation on initiative of regulator
In force
55JA. Variation or cancellation on initiative of FCA: additional power
In force
55K. Investment firms: particular conditions that enable cancellation
In force
55KA. Insurance undertakings, reinsurance undertakings and third-country insurance undertakings: particular conditions that enable cancellation
Imposition and variation of requirements (ss. 55L-55PB)
In force
55L. Imposition of requirements by FCA
In force
55M. Imposition of requirements by PRA
In force
55N. Requirements under section 55L or 55M: further provisions
In force
55NA. General requirement relating to financial promotion approval
In force
55NB. Section 55NA: power to provide for exemptions
In force
55O. Imposition of requirements on acquisition of control
In force
55P. Prohibitions and restrictions
Omitted
55PA. Assets requirements imposed on insurance undertakings or reinsurance undertakings
In force
55PB. Requirements relating to general meetings
Exercise of power in support of overseas regulator (s. 55Q)
In force
55Q. Exercise of power in support of overseas regulator
Connected persons (s. 55R)
In force
55R. Persons connected with an applicant
Additional permissions (s. 55S)
Omitted
55S. Duty of FCA or PRA to consider other permissions
Persons whose interests are protected (s. 55T)
In force
55T. Persons whose interests are protected
Procedure (ss. 55U-55Z)
In force
55U. Applications under this Part
In force
55V. Determination of applications
In force
55W. Applications under this Part: communications between regulators
In force
55X. Determination of applications: warning notices and decision notices
In force
55XA. Applications relating to administering a benchmark
In force
55Y. Exercise of own-initiative power: procedure
In force
55Z. Cancellation of Part 4A permission or permission under section 55NA: procedure
Notification (ss. 55Z1-55Z2A)
Omitted
55Z1. Notification of ESMA
Omitted
55Z2. Notification of EBA
Omitted
55Z2A. Notification of the European bodies
References to the Tribunal (s. 55Z3)
In force
55Z3. Right to refer matters to the Tribunal
Interpretation (s. 55Z4)
In force
55Z4. Interpretation of Part 4A