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Chapter 1 The Financial Conduct Authority (ss. 1A-1T)

Comparing proposed amendment...
The Financial Conduct Authority (s. 1A)
In force
1A. The Financial Conduct Authority
The FCA's general duties (ss. 1B-1E)
In force
1B. The FCA's general duties
In force
1C. The consumer protection objective
In force
1D. The integrity objective
In force
1E. The competition objective
In force
1EB. Competitiveness and growth objective
Interpretation of terms used in relation to FCA's general duties (ss. 1F-1I)
In force
1F. Meaning of "relevant markets" in strategic objective
In force
1G. Meaning of "consumer"
In force
1H. Further interpretative provisions for sections 1B to 1G
In force
1I. Meaning of "the UK financial system"
Modifications applying if core activity not regulated by PRA (s. 1IA)
In force
1IA. Modifications applying if core activity not regulated by PRA
Power to amend objectives (s. 1J)
In force
1J. Power to amend objectives
Recommendations (ss. 1JA)
In force
1JA. Recommendations by Treasury in connection with general duties
Guidance about objectives (s. 1K)
In force
1K. Guidance about objectives
Supervision, monitoring and enforcement (s. 1L)
In force
1L. Supervision, monitoring and enforcement
Arrangements for consulting practitioners and consumers (ss. 1M-1RA)
In force
1M. The FCA's general duty to consult
In force
1MA. Composition of Panels
In force
1N. The FCA Practitioner Panel
In force
1O. The Smaller Business Practitioner Panel
In force
1P. The Markets Practitioner Panel
In force
1Q. The Consumer Panel
In force
1QA. The Listing Authority Advisory Panel
In force
1R. Duty to consider representations made by the Panels
In force
1RA. Statement of policy on panel appointments
Requirements for public consultation (s. 1RB)
In force
1RB. Requirements in connection with public consultations
Reviews (ss. 1S-1T)
In force
1S. Reviews
In force
1T. Right to obtain documents and information