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Version status: In force | Document consolidation status: Updated to reflect all known changes
Version date: 13 September 2018 - onwards
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63F. Issuing of certificates

(1) An authorised person may issue a certificate to a person under this section only if the authorised person is satisfied that the person is a fit and proper person to perform the function to which the certificate relates.

(2) In deciding whether the person is a fit and proper person to perform the function, the authorised person must have regard, in particular, to whether the person -

(a) has obtained a qualification,

(b) has undergone, or is undergoing, training,

(c) possesses a level of competence, or

(d) has the personal characteristics,

required by general rules made by the appropriate regulator in relation to employees performing functions of that kind.

(3) In subsection (2) "the appropriate regulator"  means -

(a) in relation to employees of PRA-authorised persons, the FCA or the PRA, and

(b) in relation to employees of any other authorised person, the FCA.

(4) A certificate issued by an authorised person to a person under this section must -

(a) state that the authorised pers

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