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Part IXA Rules and Guidance (ss. 137A-141B)

Comparing proposed amendment...
Chapter 1 Rule-making powers (ss. 137A-137T)
General rule-making powers of the FCA and the PRA (ss. 137A-137N)
In force
137A. The FCA's general rules
Partly in force
137AA. The FCA's general rules: Gibraltar
In force
137B. FCA general rules: clients' money, right to rescind etc.
In force
137C. FCA general rules: cost of credit and duration of credit agreements
In force
137D. FCA general rules: product intervention
In force
137E. Orders under s.137D(1)(b)
In force
137F. Rules requiring participation in benchmark
In force
137FA. FCA general rules: disclosure of information about pension scheme transaction costs etc
In force
137FAA. FCA general rules: pensions dashboards
In force
137FAB. Pensions dashboards: further provision
In force
137FAC. Sections 137FAA and 137FAB: supplementary
In force
137FB. FCA general rules: disclosure of information about the availability of pensions guidance
In force
137FBA. FCA general rules: advice about transferring or otherwise dealing with annuity payments
In force
137FBB. FCA general rules: early exit pension charges
In force
137FC. FCA rules: disclosure of information about the availability of financial guidance
In force
137FD. FCA general rules: charges for claims management services
In force
137G. The PRA's general rules
Partly in force
137GA. The PRA's general rules: Gibraltar
In force
137H. General rules about remuneration
In force
137I. Remuneration policies: Treasury direction to consider compliance
In force
137J. Rules about recovery plans: duty to consult
In force
137K. Rules about resolution packs: duty to consult
In force
137L. Interpretation of sections 137J and 137K
Repealed
137M. Special provision relating to adequacy of resolution plans
In force
137N. Recovery plans and resolution packs: restriction on duty of confidence
Specific rule-making powers (ss. 137O-137SB)
In force
137O. Threshold condition code
In force
137P. Control of information rules
In force
137Q. Price stabilising rules
In force
137R. Financial promotion rules
In force
137S. Financial promotion rules: directions given by FCA
In force
137SA Rules to recover expenses relating to the Money and Pensions Service
In force
137SB Rules to recover debt advice expenses incurred by the devolved authorities
Supplementary powers (s. 137T)
In force
137T. General supplementary powers
Chapter 2 Rules: modification, waiver, contravention and procedural provisions (ss. 138A-138O)
Modification or waiver of rules (ss. 138A-138BA)
Partly in force
138A. Modification or waiver of rules
In force
138B. Publication of directions under section 138A
In force
138BA. Disapplication or modification of rules in individual cases
Contravention of rules (ss. 138C-138E)
In force
138C. Evidential provisions
In force
138D. Actions for damages
Partly in force
138E. Limits on effect of contravening rules
Procedural provisions (ss. 138EA-138O)
In force
138EA. Matters to consider when making rules
In force
138F. Notification of rules
In force
138G. Rule-making instruments
In force
138H. Verification of rules
In force
138I. Consultation by the FCA
In force
138IA. FCA Cost Benefit Analysis Panel
In force
138IB. Statement of policy in relation to cost benefit analyses
In force
138J. Consultation by the PRA
In force
138JA. PRA Cost Benefit Analysis Panel
In force
138JB. Statement of policy in relation to cost benefit analyses
In force
138K. Consultation: mutual societies
In force
138L. Consultation: general exemptions
In force
138M. Consultation: exemptions for temporary product intervention rules
In force
138N. Temporary product intervention rules: statement of policy
In force
138O. Statement of policy under section 138N: procedure
Chapter 2A Technical standards (ss. 138P-138S)
In force
138P. Technical standards
In force
138Q. Standards instruments
In force
138R. Treasury approval
In force
138S. Application of Chapters 1 and 2
Chapter 3 Guidance (ss. 139A-139B)
In force
139A. Power of the FCA to give guidance
In force
139B. Notification of FCA guidance to the Treasury
Chapter 4 Competition scrutiny (ss. 140A-140H)
In force
140A. Interpretation
In force
140B. Advice about effect of regulating provision or practice
In force
140C. Consultation with regulator
In force
140D. Investigation powers of CMA
In force
140E. Publication by CMA of section 140B advice
In force
140F. Duty of CMA to send report to regulator
In force
140G. Duty of regulator to publish response
In force
140H. Role of the Treasury
Chapter 5 Power to make consequential amendments (ss. 141A-141B)
In force
141A. Power to make consequential amendments of references to rules etc.
In force
141B. Power to consequentially amend enactments