Date-stamp loading
Version status: In force | Document consolidation status: Updated to reflect all known changes
Version date: 29 June 2017 - onwards
  Version 4 of 4    

218A. Regulators' power to require information

(1) Each regulator may make rules enabling that regulator to require authorised persons or recognised investment exchanges carrying on a regulated activity relating to a trading facility to -

(a) provide information to the scheme manager on the request of that regulator or the scheme manager; or

(b) provide information to that regulator, which may then be made available to the scheme manager by that regulator.

(2) A requirement may be imposed only if the regulator thinks the information is of a kind that may be of use to the scheme manager in connection with functions in respect of the scheme.

(3) A requirement under this section may apply -

(a) to authorised persons generally or only to specified persons or classes of person;

(aa) to recognised investment exchanges mentioned in subsection (1) generally or only to specified exchanges or classes of exchange;

(b) to the provision of information at specified periods, in connection with specified events or in other ways.

(4) In addition to

Comparing proposed amendment...