Date-stamp loading
Version status: In force | Document consolidation status: Updated to reflect all known changes
Version date: 31 December 2020 - onwards
  Version 7 of 7    

313D. Interpretation of Part 18A

(1) In this Part -

"derivative" means a derivative referred to in paragraphs 4 to 10 of Part 1 of Schedule 2 to the Financial Services and Markets Act 2000 (Regulated Activities) Order 2001 (S.I. 2001/544) [S.I. 2001/544. Schedule 2 was substituted by S.I. 2006/3384 and amended by S.I. 2017/488.];

"financial instrument" means an instrument specified in Part 1 of Schedule 2 to the Financial Services and Markets Act 2000 (Regulated Activities) Order 2001;

"institution" means - (a) a recognised investment exchange, other than an overseas investment exchange (within the meaning of Part 18); (b) an investment firm; (c) a qualifying credit institution that has Part 4A permission to carry on the regulated activity of accepting deposits, when carrying out investment services or activities; or (d) a qualifying credit institution other than one that has Part 4A permission to carry on the regulated activity of accepting deposits;

"issuer", in relation to a financial instrument, means

Comparing proposed amendment...