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Published date: 24 May 2013

Consultation paper - Guidelines on reporting obligations under Article 3 and Article 24 of the AIFMD (ESMA/2013/592)

1 July 2013

Consultation paper on ESMA’s guidelines on AIFMD reporting obligations under Articles 3 and 24 of the AIFMD

ESMA’s consultation paper (CP) on AIFMD reporting obligations contains in draft guidelines to national competent authorities (NCAs) for securities markets on reporting obligations for AIFMs under Articles 3 and 24 of the AIFMD.

These draft guidelines, set out in Annex III, provide clarification on the information that AIFMs should report to NCAs, the timing of such reporting together with the procedures to be followed when AIFMs move from one reporting obligation to another.

Annex IV of the CP includes the reporting template set out in Regulation 231/2013.

Annex V sets out a diagram which summarises the reporting obligations of AIFMs, as determined by the total value of assets under management and the nature of the AIFs managed or marketed.

Annex VI provides stakeholders with detailed IT guidance for XML filing.

The CP is accompanied by the publication of the AIFM reporting X