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Chapter 1 Principles of prudential supervision (arts. 49-72)

Comparing proposed amendment...
Section I Competence and duties of home and host Member States (arts. 49-52)
Entered into force
Article 49 Competence of the competent authorities of the home and host Member States
Entered into force
Article 50 Collaboration concerning supervision
Amended
Article 51 Significant branches
Entered into force
Article 52 On-the-spot checking and inspection of branches established in another Member State
Section II Exchange of information and professional secrecy (arts. 53-62)
Amended
Article 53 Professional secrecy
Entered into force
Article 54 Use of confidential information
Inserted
Article 54a
Entered into force
Article 55 Cooperation agreements
Amended
Article 56 Exchange of information between authorities
Amended
Article 57 Exchange of information with oversight bodies
Entered into force
Article 58 Transmission of information concerning monetary, deposit protection, systemic and payment aspects
Inserted
Article 58a Transmission of information to international bodies
Entered into force
Article 59 Transmission of information to other entities
Entered into force
Article 60 Disclosure of information obtained by on-the-spot checks and inspections
Entered into force
Article 61 Disclosure of information concerning clearing and settlement services
Entered into force
Article 62 Processing of personal data
Section III Duty of persons responsible for the legal control of annual and consolidated accounts (art. 63)
Amended
Article 63 Duty of persons responsible for the legal control of annual and consolidated accounts
Section IV Supervisory powers, powers to impose penalties and right of appeal (arts. 64-72)
Amended
Article 64 Supervisory powers and powers to impose penalties
Amended
Article 65 Administrative penalties, periodic penalty payments and other administrative measures
Amended
Article 66 Administrative penalties, periodic penalty payments and other administrative measures for breaches of authorisation requirements and requirements for acquisitions or divestiture of material holdings, material transfers of assets and liabilities, mergers or divisions
Amended
Article 67 Other provisions
Entered into force
Article 68 Publication of administrative penalties
Entered into force
Article 69 Exchange of information on penalties and maintenance of a central database by EBA
Amended
Article 70 Effective application of administrative penalties and other administrative measures, and exercise of powers to impose penalties by competent authorities
Entered into force
Article 71 Reporting of breaches
Entered into force
Article 72 Right of appeal