Section 1: Retail Investor AIF restrictions

Comparing proposed amendment...


	i. General restrictions
	ii. Investment restrictions
	iii. Borrowing powers
	iv. Financial derivative instruments
	v. Efficient portfolio management
	vi. Constitutional documents
	vii. Valuation
	viii. Distinction between open-ended Retail Investor AIF and those which are open-ended with limited liquidity arrangements
	ix. Share classes
	x. Umbrella Retail Investor AIFs
	xi. Investment through subsidiary companies
	xii. Dealings by management company, general partner, depositary, AIFM, investment manager or by delegates or group companies of these
	xiii. Directed brokerage services and similar arrangements
	Appendix 1 Calculation of Global Exposure using the VaR methodology

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