Title VIa ESMA powers and competences (arts. 38a-38o)

Comparing proposed amendment...


	Chapter 1 Competences and procedures (arts. 38a-38g)
Inserted	Article 38a Exercise of ESMA's powers
Inserted	Article 38b Request for information
Inserted	Article 38c General investigations
Inserted	Article 38d On-site inspections
Inserted	Article 38e Exchange of information
Inserted	Article 38f Professional secrecy
Amended	Article 38g Supervisory measures by ESMA
	Chapter 2 Administrative sanctions and other administrative measures (arts. 38h-38o)
Amended	Article 38h Fines
Inserted	Article 38i Periodic penalty payments
Inserted	Article 38j Disclosure, nature, enforcement and allocation of fines and periodic penalty payments
Inserted	Article 38k Procedural rules for taking supervisory measures and imposing fines
Inserted	Article 38l Hearing of the persons concerned
Inserted	Article 38m Review by the Court of Justice
Inserted	Article 38n Authorisation and supervisory fees
Inserted	Article 38o Delegation of tasks by ESMA to competent authorities

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