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Published date: 2 December 2016

CP16/39* - Quarterly Consultation Paper No. 15

Closed
2 January 2017, 13 January 2017, 2 February 2017

Track this CP

Once a quarter, we consult on proposed miscellaneous amendments to our Handbook. These tend to be minor changes but we still want to get your feedback on our proposals.

CP16/39*

What are we consulting on this quarter?

We are proposing to:

  • make changes to the pension projection rules to remove conflicts with COBS 13 Annex 2 when providing risk warnings to scheme members with safeguarded-flexible benefits
  • make changes to DEPP to set out the FCA’s decision making process under the Money Laundering Regulations 2007
  • make changes to EG and DEPP to set out the FCA’s decision making process under the Co-operative and Community Benefit Societies Act 2014
  • make changes to COBS on adviser charging for vertically integrated firms, arising out of the Financial Advice Market Review
  • make changes to the DTR reflecting the Transparency Directive Regulatory Technical Standards on the European Electronic Access Point
  • make changes to the Training and Competence sourcebook (TC) table of a