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Version status: In force | Document consolidation status: Updated to reflect all known changes
Version date: 10 January 2020 - onwards
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Regulation 7 Supervisory authorities

(1) Subject to paragraph (2), the following bodies are supervisory authorities in relation to relevant persons -

(a) the FCA is the supervisory authority for -

(i) credit and financial institutions (including money service businesses) which are authorised persons but not excluded money service businesses;

(ii) trust or company service providers which are authorised persons;

(iii) Annex 1 financial institutions;

(iv) electronic money institutions;

(v) auction platforms;

(vi) credit unions in Northern Ireland;

(vii) recognised investment exchanges within the meaning of section 285 of FSMA [Section 285 was amended by section 28 of the Financial Services and Markets Act 2000 (c.8); and S.I. 2013/504.] (exemption for recognised investment exchanges, clearing houses and central securities depositories);

(viii) cryptoasset exchange providers;

(ix) custodian wallet providers;

(b) each of the professional bodies listed in Schedule 1 is the supervisory authority for relevant persons who are memb

Comparing proposed amendment...