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Version status: In force | Document consolidation status: Updated to reflect all known changes
Version date: 6 April 2019 - onwards
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137FC. FCA rules: disclosure of information about the availability of financial guidance

(1) The FCA must make general rules requiring specified authorised persons to provide information about the availability of financial guidance to the descriptions of persons specified in the rules.

(2) The rules may specify the circumstances in which the duty to provide the information applies.

(3) Before the FCA publishes a draft of any rules to be made by virtue of this section, it must consult -

(a) the Secretary of State,

(b) the Treasury, and

(c) the Money and Pensions Service.

(4) In this section -

"financial guidance" means information, guidance or advice provided in pursuance of the Money and Pensions Service’s pensions guidance, debt advice or money guidance function (see section 3 of the Financial Guidance and Claims Act 2018);

"specified authorised person" means an authorised person of a description specified in rules made by virtue of this section.

Comparing proposed amendment...