Version status: In force | Document consolidation status: No known changes
Version date: 21 July 2018 - onwards
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Regulation 3 Amendments to the Open-Ended Investment Companies Regulations 2001

(1) The Open-Ended Investment Companies Regulations 2001 [S.I. 2001/1228.] are amended as follows.

(2) In regulation 2(1) [Regulation 2(1) was amended by S.I. 2001/3755, S.I. 2003/2066, S.I. 2008/948, S.I. 2009/533 and S.I. 2011/3049.] (interpretation) -

(a) in the appropriate place insert ""MMF Regulation" means Regulation (EU) 2017/1131 of the European Parliament and of the Council of 14 June 2017 on money market funds;";

(b) in the definition of "authorisation order" for "regulation 14" substitute "regulation 14(1) or regulation 14(1A)".

(3) In regulation 12 (applications for authorisation) -

(a) before paragraph (1) insert -

"(A1) An application for an authorisation order in respect of a body may be made to the Authority for -

(a) an order declaring the body to be an open-ended investment company;

(b) an order declaring the body to be a money market fund.".

(b) in paragraph (1) omit "in respect of a proposed open-ended investment company".

(4) In regulation 14 (authorisation)