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Version status: In force | Document consolidation status: No known changes
Published date: 27 May 2019

Central Bank (Supervision and Enforcement) Act 2013 (Section 48(1)) (Undertakings for Collective Investment in Transferable Securities) Regulations 2019 [S.I. No. 230 of 2019]

See the Table of Destinations which maps the provisions of the Central Bank UCITS Regulations 2015 to those in 2019.
Introductory Text
Part 1 Preliminary and General (regs. 1-2)
In force
Regulation 1 Citation
In force
Regulation 2 Interpretation
Part 2 Restrictions on UCITS (regs. 3-45)
Chapter 1 General (regs. 3-10)
In force
Regulation 3 General restrictions
In force
Regulation 4 Eligible assets: transferable securities
In force
Regulation 5 Closed-ended funds
In force
Regulation 6 Money-market instruments
In force
Regulation 7 Deposits and ancillary liquidity with credit institutions
In force
Regulation 8 Financial derivative instruments
In force
Regulation 9 Financial Index
In force
Regulation 10 Investment through subsidiaries
Chapter 2 Investment Restrictions (regs. 11-14)
In force
Regulation 11 Investment funds
In force
Regulation 12 Recently issued transferable securities
In force
Regulation 13 Financial derivative instruments
In force
Regulation 14 Borrowings by a UCITS
Chapter 3 Financial Derivative Instruments (regs. 15-22)
In force
Regulation 15 Cover requirements
In force
Regulation 16 Risk management process and reporting
In force
Regulation 17 Calculation of global exposure
In force
Regulation 18 Global exposure: commitment approach (structured UCITS)
In force
Regulation 19 Global exposure: Value at Risk approach
In force
Regulation 20 Back-testing
In force
Regulation 21 Stress-testing
In force
Regulation 22 Value at Risk approach: additional safeguards
Chapter 4 Efficient Portfolio Management (regs. 23-25)
In force
Regulation 23 Portfolio management techniques
In force
Regulation 24 Collateral
In force
Regulation 25 Repurchase and reverse repurchase agreements
Chapter 5 Share Classes (reg. 26)
In force
Regulation 26 Creation of share classes in a UCITS
Chapter 6 Constitutional Documents (regs. 27-32)
In force
Regulation 27 Fees
In force
Regulation 28 Investment
In force
Regulation 29 Umbrella UCITS
In force
Regulation 30 Distributions out of, and charging of fees and expenses to, capital
In force
Regulation 31 Dealing in specie
In force
Regulation 32 Replacement of depositary
Chapter 7 Dealing (reg. 33)
In force
Regulation 33 Subscriptions and redemptions
Chapter 8 Valuation policy (regs. 34-38)
In force
Regulation 34 Valuation
In force
Regulation 35 Dealing
In force
Regulation 36 Methods of valuation
In force
Regulation 37 Responsibility for valuation policy
In force
Regulation 38 Anti-dilution levy
Chapter 9 Remuneration (regs. 39-41)
In force
Regulation 39 Restriction on payment of certain fees
In force
Regulation 40 Performance fees
In force
Regulation 41 Calculation of annual management fee of structured UCITS
Chapter 10 Transactions involving Connected Persons (regs. 42-43)
In force
Regulation 42 Interpretation: Chapter 10 of Part 2
In force
Regulation 43 Restrictions on transactions with connected persons
Chapter 11 Directed Brokerage Services (regs. 44-45)
In force
Regulation 44 Rebates of commission
In force
Regulation 45 Costs, fees and expenses of directed brokerage services
Part 3 Supervisory requirements (regs. 46-52)
In force
Regulation 46 General conditions
In force
Regulation 47 Relationship with the Bank
In force
Regulation 48 Charges for redemption or repurchase of units
In force
Regulation 49 Replacement of depositary
In force
Regulation 50 Replacement of management company or third party
In force
Regulation 51 Monthly returns
In force
Regulation 52 Quarterly returns
Part 4 Prospectus requirements (regs. 53-74)
In force
Regulation 53 General requirements
In force
Regulation 54 Advertising
In force
Regulation 55 Prospectus: general
In force
Regulation 56 Prospectus: investment policy
In force
Regulation 57 Financial index
In force
Regulation 58 Structured UCITS
In force
Regulation 59 Fund of funds
In force
Regulation 60 Index-tracking funds
In force
Regulation 61 Efficient portfolio management
In force
Regulation 62 Dealing
In force
Regulation 63 Redemption in specie
In force
Regulation 64 Remuneration and costs arising
In force
Regulation 65 Umbrella UCITS
In force
Regulation 66 Authorisation status
In force
Regulation 67 Risk disclosures
In force
Regulation 68 UCITS that use financial derivative instruments
In force
Regulation 69 Cash and money-market funds
In force
Regulation 70 Distributions out of capital
In force
Regulation 71 Conflicts of interest
In force
Regulation 72 Directed brokerage services and similar arrangements
In force
Regulation 73 Share classes
In force
Regulation 74 Performance fees
Part 5 Key investor information document (regs. 75-78)
In force
Regulation 75 General
In force
Regulation 76 Investment objective and policy
In force
Regulation 77 Risk and reward profile
In force
Regulation 78 Filing requirements
Part 6 General operational requirements (regs. 79-80)
In force
Regulation 79 Regulated markets
In force
Regulation 80 Directed brokerage services or similar arrangements
Part 7 Annual and half-yearly reports of (regs. 81-83)
In force
Regulation 81 Publication of annual and half-yearly reports
In force
Regulation 82 Additional information to be included in the annual report
In force
Regulation 83 Additional information to be included in the half-yearly report
Part 8 Requirements in respect of specific types of fund (regs. 84-92)
In force
Regulation 84 Interpretation: Part 8
In force
Regulation 85 Exchange-traded funds
In force
Regulation 86 Actively managed UCITS ETFs
In force
Regulation 87 Treatment of secondary market investors of a UCITS ETF
In force
Regulation 88 Money-market UCITS
In force
Regulation 89 Short-Term Money-Market Funds
In force
Regulation 90 Money-Market Funds
In force
Regulation 91 Short-Term Money-Market Funds: valuation on the basis of amortised cost
In force
Regulation 92 European Central Bank reporting requirements
Part 9 Guaranteed UCITS (regs. 93-95)
In force
Regulation 93 General
In force
Regulation 94 Legal agreement
In force
Regulation 95 Disclosure
Part 10 Cross-border notification of UCITS (regs. 96-97)
In force
Regulation 96 Outward marketing: UCITS authorised under the UCITS Regulations
In force
Regulation 97 Inward marketing: UCITS authorised in another Member State
Part 11 Management companies (regs. 98-114)
Chapter 1 General Requirements (regs. 98-109)
In force
Regulation 98 Operating conditions
In force
Regulation 99 Remuneration policies
In force
Regulation 100 Capital
In force
Regulation 101 Organisational requirements: general
In force
Regulation 102 Organisational requirements: delegation
In force
Regulation 103 Code of conduct in relation to collective portfolio management
In force
Regulation 104 Directors
In force
Regulation 105 Record-keeping
In force
Regulation 106 Management resources
In force
Regulation 107 Relationship with the Bank
In force
Regulation 108 Financial control and management information
In force
Regulation 109 Internally-managed investment companies
Chapter 2 Management Company Passport (regs. 110-114)
In force
Regulation 110 Notifications
In force
Regulation 111 Assessment: general requirements
In force
Regulation 112 Assessment: governance issues
In force
Regulation 113 Assessment: administrator issues
In force
Regulation 114 Assessment: depositary issues
Part 12 UCITS Depositaries (regs. 115-125)
In force
Regulation 115 Organisational requirements
In force
Regulation 116 Governance
In force
Regulation 117 Operating conditions
In force
Regulation 118 Depositary obligations and restrictions
In force
Regulation 119 Depositary subsidiary
In force
Regulation 120 Operating conditions
In force
Regulation 121 Depositary agreement
In force
Regulation 122 Permitted markets
In force
Regulation 123 Valuation of a UCITS
In force
Regulation 124 Dealing in specie
In force
Regulation 125 Relationship with the Bank
Part 13 Miscellaneous provisions (regs. 126-130)
In force
Regulation 126 Reporting requirements
In force
Regulation 127 Service of notice or other document by the Bank
In force
Regulation 128 Records and Compliance
In force
Regulation 129 Transitional arrangements
In force
Regulation 130 Disapplication of certain provisions
Part 14 Revocations and saver (regs. 131-132)
In force
Regulation 131 Revocations
In force
Regulation 132 Saver
In force
Schedule 1 Regulatory Criteria
In force
Schedule 2 Netting and Hedging
In force
Schedule 3 Conditions for Collateral Received by a UCITS
In force
Schedule 4 Calculation of Global Exposure using the Value at Risk (VaR) Approach
In force
Schedule 5 Methods of Valuation
In force
Schedule 6 Advertising Standards for Certain UCITS
In force
Schedule 7 Additional Information to be Included in the Annual Report
In force
Schedule 8 Additional Information to be Included in the Half-Yearly Report
In force
Schedule 9 Minimum Capital Requirement Report
In force
Schedule 10 Managerial functions of the Management company
In force
Schedule 11 Records of a Management company
Given under
Explanatory Note