Central Bank (Supervision and Enforcement) Act 2013 (Section 48(1)) (Undertakings for Collective Investment in Transferable Securities) Regulations 2019 [S.I. No. 230 of 2019]

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Version status: In force | Document consolidation status: Updated to reflect all known changes

Published date: 27 May 2019

Consolidation Status: Updated to reflect all known changes

See the Table of Destinations which maps the provisions of the Central Bank UCITS Regulations 2015 to those in 2019.

Comparing proposed amendment...


	Introductory Text
	Part 1 Preliminary and General (regs. 1-2)
In force	Regulation 1 Citation
In force	Regulation 2 Interpretation
	Part 2 Restrictions on UCITS (regs. 3-45)
	Chapter 1 General (regs. 3-10)
In force	Regulation 3 General restrictions
In force	Regulation 4 Eligible assets: transferable securities
In force	Regulation 5 Closed-ended funds
In force	Regulation 6 Money-market instruments
In force	Regulation 7 Deposits and ancillary liquidity with credit institutions
In force	Regulation 8 Financial derivative instruments
In force	Regulation 9 Financial Index
In force	Regulation 10 Investment through subsidiaries
	Chapter 2 Investment Restrictions (regs. 11-14)
In force	Regulation 11 Investment funds
In force	Regulation 12 Recently issued transferable securities
In force	Regulation 13 Financial derivative instruments
In force	Regulation 14 Borrowings by a UCITS
	Chapter 3 Financial Derivative Instruments (regs. 15-22)
In force	Regulation 15 Cover requirements
In force	Regulation 16 Risk management process and reporting
In force	Regulation 17 Calculation of global exposure
In force	Regulation 18 Global exposure: commitment approach (structured UCITS)
In force	Regulation 19 Global exposure: Value at Risk approach
In force	Regulation 20 Back-testing
In force	Regulation 21 Stress-testing
In force	Regulation 22 Value at Risk approach: additional safeguards
	Chapter 4 Efficient Portfolio Management (regs. 23-25)
In force	Regulation 23 Portfolio management techniques
In force	Regulation 24 Collateral
In force	Regulation 25 Repurchase and reverse repurchase agreements
	Chapter 5 Share Classes (reg. 26)
In force	Regulation 26 Creation of share classes in a UCITS
	Chapter 6 Constitutional Documents (regs. 27-32)
In force	Regulation 27 Fees
In force	Regulation 28 Investment
In force	Regulation 29 Umbrella UCITS
In force	Regulation 30 Distributions out of, and charging of fees and expenses to, capital
In force	Regulation 31 Dealing in specie
In force	Regulation 32 Replacement of depositary
	Chapter 7 Dealing (reg. 33)
In force	Regulation 33 Subscriptions and redemptions
	Chapter 8 Valuation policy (regs. 34-38)
In force	Regulation 34 Valuation
In force	Regulation 35 Dealing
In force	Regulation 36 Methods of valuation
In force	Regulation 37 Responsibility for valuation policy
In force	Regulation 38 Anti-dilution levy
	Chapter 9 Remuneration (regs. 39-41)
In force	Regulation 39 Restriction on payment of certain fees
In force	Regulation 40 Performance fees
In force	Regulation 41 Calculation of annual management fee of structured UCITS
	Chapter 10 Transactions involving Connected Persons (regs. 42-43)
In force	Regulation 42 Interpretation: Chapter 10 of Part 2
In force	Regulation 43 Restrictions on transactions with connected persons
	Chapter 11 Directed Brokerage Services (regs. 44-45)
In force	Regulation 44 Rebates of commission
In force	Regulation 45 Costs, fees and expenses of directed brokerage services
	Part 3 Supervisory requirements (regs. 46-52)
In force	Regulation 46 General conditions
In force	Regulation 47 Relationship with the Bank
In force	Regulation 48 Charges for redemption or repurchase of units
In force	Regulation 49 Replacement of depositary
In force	Regulation 50 Replacement of management company or third party
In force	Regulation 51 Monthly returns
In force	Regulation 52 Quarterly returns
	Part 4 Prospectus requirements (regs. 53-74)
In force	Regulation 53 General requirements
In force	Regulation 54 Advertising
In force	Regulation 55 Prospectus: general
In force	Regulation 56 Prospectus: investment policy
In force	Regulation 57 Financial index
In force	Regulation 58 Structured UCITS
In force	Regulation 59 Fund of funds
In force	Regulation 60 Index-tracking funds
In force	Regulation 61 Efficient portfolio management
In force	Regulation 62 Dealing
In force	Regulation 63 Redemption in specie
In force	Regulation 64 Remuneration and costs arising
In force	Regulation 65 Umbrella UCITS
In force	Regulation 66 Authorisation status
In force	Regulation 67 Risk disclosures
In force	Regulation 68 UCITS that use financial derivative instruments
In force	Regulation 69 Cash and money-market funds
In force	Regulation 70 Distributions out of capital
In force	Regulation 71 Conflicts of interest
In force	Regulation 72 Directed brokerage services and similar arrangements
In force	Regulation 73 Share classes
In force	Regulation 74 Performance fees
	Part 5 Key investor information document (regs. 75-78)
In force	Regulation 75 General
In force	Regulation 76 Investment objective and policy
In force	Regulation 77 Risk and reward profile
In force	Regulation 78 Filing requirements
	Part 6 General operational requirements (regs. 79-80)
In force	Regulation 79 Regulated markets
In force	Regulation 80 Directed brokerage services or similar arrangements
	Part 7 Annual and half-yearly reports of (regs. 81-83)
In force	Regulation 81 Publication of annual and half-yearly reports
In force	Regulation 82 Additional information to be included in the annual report
In force	Regulation 83 Additional information to be included in the half-yearly report
	Part 8 Requirements in respect of specific types of fund (regs. 84-92)
In force	Regulation 84 Interpretation: Part 8
In force	Regulation 85 Exchange-traded funds
In force	Regulation 86 Actively managed UCITS ETFs
In force	Regulation 87 Treatment of secondary market investors of a UCITS ETF
In force	Regulation 88 Money-market UCITS
In force	Regulation 89 Short-Term Money-Market Funds
In force	Regulation 90 Money-Market Funds
In force	Regulation 91 Short-Term Money-Market Funds: valuation on the basis of amortised cost
In force	Regulation 92 European Central Bank reporting requirements
	Part 9 Guaranteed UCITS (regs. 93-95)
In force	Regulation 93 General
In force	Regulation 94 Legal agreement
In force	Regulation 95 Disclosure
	Part 10 Cross-border notification of UCITS (regs. 96-97)
In force	Regulation 96 Outward marketing: UCITS authorised under the UCITS Regulations
In force	Regulation 97 Inward marketing: UCITS authorised in another Member State
	Part 11 Management companies (regs. 98-114)
	Chapter 1 General Requirements (regs. 98-109)
In force	Regulation 98 Operating conditions
In force	Regulation 99 Remuneration policies
In force	Regulation 100 Capital
In force	Regulation 100A Additional capital requirements of management companies providing individual portfolio management services
In force	Regulation 100B Internal Capital Adequacy Assessment
In force	Regulation 100C Transitional measures for existing management companies
In force	Regulation 101 Organisational requirements: general
In force	Regulation 102 Organisational requirements: delegation
In force	Regulation 103 Code of conduct in relation to collective portfolio management
In force	Regulation 104 Directors
In force	Regulation 105 Record-keeping
In force	Regulation 106 Management resources
In force	Regulation 107 Relationship with the Bank
In force	Regulation 108 Financial control and management information
In force	Regulation 109 Internally-managed investment companies
	Chapter 2 Management Company Passport (regs. 110-114)
In force	Regulation 110 Notifications
In force	Regulation 111 Assessment: general requirements
In force	Regulation 112 Assessment: governance issues
In force	Regulation 113 Assessment: administrator issues
In force	Regulation 114 Assessment: depositary issues
	Part 12 UCITS Depositaries (regs. 115-125)
In force	Regulation 115 Organisational requirements
In force	Regulation 116 Governance
In force	Regulation 117 Operating conditions
In force	Regulation 118 Depositary obligations and restrictions
In force	Regulation 119 Depositary subsidiary
In force	Regulation 120 Operating conditions
In force	Regulation 121 Depositary agreement
In force	Regulation 122 Permitted markets
In force	Regulation 123 Valuation of a UCITS
In force	Regulation 124 Dealing in specie
In force	Regulation 125 Relationship with the Bank
	Part 13 Miscellaneous provisions (regs. 126-130)
In force	Regulation 126 Reporting requirements
In force	Regulation 127 Service of notice or other document by the Bank
In force	Regulation 128 Records and Compliance
In force	Regulation 129 Transitional arrangements
In force	Regulation 130 Disapplication of certain provisions
	Part 14 Revocations and saver (regs. 131-132)
In force	Regulation 131 Revocations
In force	Regulation 132 Saver
In force	Schedule 1 Regulatory Criteria
In force	Schedule 2 Netting and Hedging
In force	Schedule 3 Conditions for Collateral Received by a UCITS
In force	Schedule 4 Calculation of Global Exposure using the Value at Risk (VaR) Approach
In force	Schedule 5 Methods of Valuation
In force	Schedule 6 Advertising Standards for Certain UCITS
In force	Schedule 7 Additional Information to be Included in the Annual Report
In force	Schedule 8 Additional Information to be Included in the Half-Yearly Report
In force	Schedule 9 Minimum Capital Requirement Report
In force	Schedule 10 Managerial functions of the Management company
In force	Schedule 11 Records of a Management company
	Given under
	Explanatory Note

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