1. Irish Financial Services Law
  2. Legislation (IE)
  3. Statutory Instruments
  4. 2019
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  1. Central Bank (Supervision and Enforcement) Act 2013 (Section 48(1)) (Undertakings for Collective Investment in Transferable Securities) Regulations 2019 [S.I. No. 230 of 2019]
  2. Part 2 Restrictions on UCITS (regs. 3-45)
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Part 2 Restrictions on UCITS (regs. 3-45)

Comparing proposed amendment...
Chapter 1 General (regs. 3-10)
In force
 Regulation 3 General restrictions
In force
 Regulation 4 Eligible assets: transferable securities
In force
 Regulation 5 Closed-ended funds
In force
 Regulation 6 Money-market instruments
In force
 Regulation 7 Deposits and ancillary liquidity with credit institutions
In force
 Regulation 8 Financial derivative instruments
In force
 Regulation 9 Financial Index
In force
 Regulation 10 Investment through subsidiaries
Chapter 2 Investment Restrictions (regs. 11-14)
In force
 Regulation 11 Investment funds
In force
 Regulation 12 Recently issued transferable securities
In force
 Regulation 13 Financial derivative instruments
In force
 Regulation 14 Borrowings by a UCITS
Chapter 3 Financial Derivative Instruments (regs. 15-22)
In force
 Regulation 15 Cover requirements
In force
 Regulation 16 Risk management process and reporting
In force
 Regulation 17 Calculation of global exposure
In force
 Regulation 18 Global exposure: commitment approach (structured UCITS)
In force
 Regulation 19 Global exposure: Value at Risk approach
In force
 Regulation 20 Back-testing
In force
 Regulation 21 Stress-testing
In force
 Regulation 22 Value at Risk approach: additional safeguards
Chapter 4 Efficient Portfolio Management (regs. 23-25)
In force
 Regulation 23 Portfolio management techniques
In force
 Regulation 24 Collateral
In force
 Regulation 25 Repurchase and reverse repurchase agreements
Chapter 5 Share Classes (reg. 26)
In force
 Regulation 26 Creation of share classes in a UCITS
Chapter 6 Constitutional Documents (regs. 27-32)
In force
 Regulation 27 Fees
In force
 Regulation 28 Investment
In force
 Regulation 29 Umbrella UCITS
In force
 Regulation 30 Distributions out of, and charging of fees and expenses to, capital
In force
 Regulation 31 Dealing in specie
In force
 Regulation 32 Replacement of depositary
Chapter 7 Dealing (reg. 33)
In force
 Regulation 33 Subscriptions and redemptions
Chapter 8 Valuation policy (regs. 34-38)
In force
 Regulation 34 Valuation
In force
 Regulation 35 Dealing
In force
 Regulation 36 Methods of valuation
In force
 Regulation 37 Responsibility for valuation policy
In force
 Regulation 38 Anti-dilution levy
Chapter 9 Remuneration (regs. 39-41)
In force
 Regulation 39 Restriction on payment of certain fees
In force
 Regulation 40 Performance fees
In force
 Regulation 41 Calculation of annual management fee of structured UCITS
Chapter 10 Transactions involving Connected Persons (regs. 42-43)
In force
 Regulation 42 Interpretation: Chapter 10 of Part 2
In force
 Regulation 43 Restrictions on transactions with connected persons
Chapter 11 Directed Brokerage Services (regs. 44-45)
In force
 Regulation 44 Rebates of commission
In force
 Regulation 45 Costs, fees and expenses of directed brokerage services
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