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Part 11 Management companies (regs. 98-114)

Comparing proposed amendment...
Chapter 1 General Requirements (regs. 98-109)
In force
Regulation 98 Operating conditions
In force
Regulation 99 Remuneration policies
In force
Regulation 100 Capital
In force
Regulation 100A Additional capital requirements of management companies providing individual portfolio management services
In force
Regulation 100B Internal Capital Adequacy Assessment
In force
Regulation 100C Transitional measures for existing management companies
In force
Regulation 101 Organisational requirements: general
In force
Regulation 102 Organisational requirements: delegation
In force
Regulation 103 Code of conduct in relation to collective portfolio management
In force
Regulation 104 Directors
In force
Regulation 105 Record-keeping
In force
Regulation 106 Management resources
In force
Regulation 107 Relationship with the Bank
In force
Regulation 108 Financial control and management information
In force
Regulation 109 Internally-managed investment companies
Chapter 2 Management Company Passport (regs. 110-114)
In force
Regulation 110 Notifications
In force
Regulation 111 Assessment: general requirements
In force
Regulation 112 Assessment: governance issues
In force
Regulation 113 Assessment: administrator issues
In force
Regulation 114 Assessment: depositary issues