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Version status: In force | Document consolidation status: Updated to reflect all known changes
Version date: 27 May 2019 - onwards
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Schedule 8 Additional Information to be Included in the Half-Yearly Report

Regulation 83(1)

The information to which Regulation 83(1) refers is the following:

1. A statement of the assets and liabilities or the balance sheet of the UCITS showing, separately, the following:

(a) money-market instruments;

(b) investment funds;

(c) deposits with credit institutions; and

(d) FDI;

2. An analysis, in accordance with the criteria set out in Schedule 12 of the UCITS Regulations, of the portfolio of the UCITS which distinguishes between -

(a) UCITS and AIFs,

(b) deposits,

(c) FDI dealt in on a regulated market, and

(d) OTC derivatives;

3. A description of soft commission arrangements affecting the UCITS during the reference period;

4. A general description of the use of FDI and of the efficient portfolio management techniques and instruments that have been employed during the reporting period and the resulting amount of commitments -

(a) Identifying -

(i) the types of FDI concerned, including OTC derivatives,

(ii) the underlying exposures, and

(iii) where relevant, the

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