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Version status: In force | Document consolidation status: Updated to reflect all known changes
Version date: 12 November 2024 - onwards
Version 18 of 18

Schedule 1, Part 2 Other Exempted Activities (paras. 6-15)

Section 2.

Financial services.

6.

(1) Financial services that consist of any of the following:

(a) transferring or otherwise dealing in stocks, shares, debentures and other securities (other than documents establishing title to goods);

(b) arranging for, or underwriting, an issue of stocks, shares, debentures and other securities (other than documents establishing title to goods);

(c) operating a current, deposit or savings account, and negotiating or dealing in payments, transfers, debts, cheques and other negotiable instruments, but excluding debt collecting and factoring;

(d) issuing, transferring, receiving or otherwise dealing in currency, bank notes and metal coins, in use as legal tender in any country, but excluding any such bank notes and coins that are supplied as investment goods or as collectors' pieces;

(e) giving and negotiating credit and managing credit by the giver of the credit;

(f) giving, or dealing in, credit guarantees or any other securities for money, and managing credit guarantees by the giver of the credit;

(g) [deleted]

(h) supplying services to a person under an arrangement that provides for the person to be reimbursed for the supply by the person of goods or services in accordance with a credit card, charge card or similar card scheme;