(1) Subsection (2) applies where it appears to the FCA that an individual -
(a) is not of sufficiently good repute, or
(b) does not possess sufficient knowledge, skills and experience,
to perform a function in relation to an activity carried on by a non-authorised parent undertaking of an FCA investment firm.
(2) The FCA may make an order ("a Part 9C prohibition order") prohibiting the individual from performing the function.
(3) A Part 9C prohibition order may relate to -
(a) all functions in relation to an activity carried on by a non-authorised parent undertaking of an FCA investment firm, or
(b) a function specified in the order or of a description specified in the order.
(4) A Part 9C prohibition order may relate to -
(a) all activities of a non-authorised parent undertaking of an FCA investment firm, or
(b) an activity specified in the order or of a description specified in the order.
(5) A Part 9C prohibition order may relate to -
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