(1) If the FCA proposes to make a Part 9C prohibition order it must give the individual to whom the order would apply a warning notice.
(2) The warning notice must set out the terms of the prohibition.
(3) If the FCA decides to make a Part 9C prohibition order it must give the individual to whom the order applies a decision notice.
(4) The decision notice must -
(a) name the individual to whom the Part 9C prohibition order applies, and
(b) set out the terms of the order.
(5) If the FCA decides to make a Part 9C prohibition order, the individual to whom the order applies may refer the matter to the Tribunal.