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Version status: In force | Document consolidation status: Updated to reflect all known changes
Version date: 21 September 2021 - onwards

Regulation 40 Publication requirements

The Bank may -

(a) require -

(i) an investment firm that does not meet the conditions for qualifying as a small and non-interconnected investment firm set out in Article 12(1) of Regulation (EU) 2019/2033, and

(ii) an investment firm referred to in Article 46(2) of that Regulation,

to publish the information referred to in Article 46 of that Regulation more than once a year and to set deadlines for that publication,

(b) require -

(i) an investment firm that does not meet the conditions for qualifying as a small and non-interconnected investment firm set out in Article 12(1) of Regulation (EU) 2019/2033, and

(ii) an investment firm referred to in Article 46(2) of Regulation (EU) 2019/2033,

to use specific media and locations, in particular the investment firm’s website, for publications other than the financial statements, or