Regulation 63 Amendment to MiFID Regulations
The MiFID Regulations are amended -
(a) in Regulation 3(1), by the substitution of the following definition for the definition of "Directive":
"'Directive’ means Directive 2014/65/EU of the European Parliament and of the Council of 15 May 2014 [OJ No. L. 173, 12.6.2014, p. 349.], as amended by -
(a) Regulation (EU) No 909/2014 of the European Parliament and of the Council of 23 July 2014 [OJ No. L. 257, 28.8.2014, p. 1.],
(b) Directive (EU) 2016/97 of the European Parliament and of the Council of 20 January 2016 [OJ No. L. 26, 2.2.2016, p. 19.],
(c) Directive (EU) 2016/1034 of the European Parliament and of the Council of 23 June 2016 [OJ No. L. 175, 30.6.2016, p. 8.],
(d) Directive (EU) 2019/2034 of the European Parliament and of the Council of 27 November 2019 [OJ No. L. 314, 5.12.2019, p. 64.], and
(e) Regulation (EU) 2019/2115 of the European Parliament and of the Council of 27 November 2019 [OJ No. L. 320, 11.12.2019, p. 1.];",
(b) in Regulation 4(3)(c), by the substitution of the following clause for clause (iii):