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Version status: In force | Document consolidation status: Updated to reflect all known changes
Version date: 21 September 2021 - onwards

Regulation 63 Amendment to MiFID Regulations

The MiFID Regulations are amended -

(a) in Regulation 3(1), by the substitution of the following definition for the definition of "Directive":

"'Directive’ means Directive 2014/65/EU of the European Parliament and of the Council of 15 May 2014 [OJ No. L. 173, 12.6.2014, p. 349.], as amended by -

(a) Regulation (EU) No 909/2014 of the European Parliament and of the Council of 23 July 2014 [OJ No. L. 257, 28.8.2014, p. 1.],

(b) Directive (EU) 2016/97 of the European Parliament and of the Council of 20 January 2016 [OJ No. L. 26, 2.2.2016, p. 19.],

(c) Directive (EU) 2016/1034 of the European Parliament and of the Council of 23 June 2016 [OJ No. L. 175, 30.6.2016, p. 8.],

(d) Directive (EU) 2019/2034 of the European Parliament and of the Council of 27 November 2019 [OJ No. L. 314, 5.12.2019, p. 64.], and

(e) Regulation (EU) 2019/2115 of the European Parliament and of the Council of 27 November 2019 [OJ No. L. 320, 11.12.2019, p. 1.];",

(b) in Regulation 4(3)(c), by the substitution of the following clause for clause (iii):