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Version date: 18 March 2022 - onwards

2.4.3 Category 3 institutions (para. 52)

52. In order to ensure appropriate frequency of supervisory activities related to SREP for Category 3 institutions, competent authorities should:

a. monitor key indicators on a quarterly basis;

b. produce a documented summary of the overall SREP assessment at least annually;

c. update the assessments of all individual SREP elements at least every 3 years, or sooner in light of material new information emerging on the risk posed;

d. inform the institution of the outcome of the overall SREP assessment at least every 3 years;

e. have risk-based engagement and dialogue with the institution's management body and senior management (i.e. where necessary) to assess the material-risk element(s).

Comparing proposed amendment...