Document Overview for: Regulation 600/2014/EU - MiFIR Regulation

Table of amendments

Regulation 600/2014/EU - MiFIR Regulation

Table of Amendments

StatusVersionDetailsAffected provisionsEffective dateNotes
1Applicable, see Article 55 Entry into force and application Regulation 600/2014/EU - MiFIR Regulation
12 June 2014

Recitals

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StatusVersionDetailsAmended provisionEffective dateNotes
1Published
12 June 2014

Title I Subject matter, scope and definitions (arts. 1-2)

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1Published
12 June 2014

Article 1 Subject matter and scope

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StatusVersionDetailsAffected provisionsEffective dateNotes
4Applicable, see Article 55 Entry into force and application Regulation 600/2014/EU - MiFIR Regulation

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3 January 2018

Paras. (1) to (7) applicable from 3 January 2018.

3Paragraph inserted, see Article 1 Regulation (EU) 2016/1033 of the European Parliament and of the Council of 23 June 2016 amending Regulation (EU) No 600/2014 on markets in financial instruments, Regulation (EU) No 596/2014 on market abuse and Regulation (EU) No 909/2014 on improving securities settlement in the European Union and on central securities depositories (Text with EEA relevance)

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1 July 2016
2Applicable, Entered into force, see Article 55 Entry into force and application Regulation 600/2014/EU - MiFIR Regulation

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2 July 2014

Paras. (8) and (9) applicable from 2 July 2014.

1Published
12 June 2014

Article 2 Definitions

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StatusVersionDetailsAffected provisionsEffective dateNotes
5Applicable, see Article 55 Entry into force and application Regulation 600/2014/EU - MiFIR Regulation

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3 January 2018

Para. (1) applicable from 3 January 2018.

4Sub paragraph substituted, see Corrigendum to Regulation (EU) No 600/2014 of the European Parliament and of the Council of 15 May 2014 on markets in financial instruments and amending Regulation (EU) No 648/2012

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12 July 2016
3Point added, see Article 1 Regulation (EU) 2016/1033 of the European Parliament and of the Council of 23 June 2016 amending Regulation (EU) No 600/2014 on markets in financial instruments, Regulation (EU) No 596/2014 on market abuse and Regulation (EU) No 909/2014 on improving securities settlement in the European Union and on central securities depositories (Text with EEA relevance)

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1 July 2016
2Applicable, Entered into force, see Article 55 Entry into force and application Regulation 600/2014/EU - MiFIR Regulation

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2 July 2014

Para. (2) applicable from 2 July 2014.

1Published
12 June 2014

Title II Transparency for trading venues (arts. 3-13)

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StatusVersionDetailsAmended provisionEffective dateNotes
1Published
12 June 2014

Chapter 1 Transparency for equity instruments (arts. 3-7)

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StatusVersionDetailsAmended provisionEffective dateNotes
1Published
12 June 2014

Article 3 Pre-trade transparency requirements for trading venues in respect of shares, depositary receipts, ETFs, certificates and other similar financial instruments

Table of Amendments

StatusVersionDetailsAmended provisionEffective dateNotes
3Applicable by Article 55 Entry into force and application Regulation 600/2014/EU - MiFIR Regulation

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3 January 2018
2Entered into force by Article 55 Entry into force and application Regulation 600/2014/EU - MiFIR Regulation

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2 July 2014
1Published
12 June 2014

Article 4 Waivers for equity instruments

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StatusVersionDetailsAffected provisionsEffective dateNotes
4Applicable, see Article 55 Entry into force and application Regulation 600/2014/EU - MiFIR Regulation

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3 January 2018

Paras. (1)-(5) applicable from 3 January 2018.

3Text substituted, see Article 1 Regulation (EU) 2016/1033 of the European Parliament and of the Council of 23 June 2016 amending Regulation (EU) No 600/2014 on markets in financial instruments, Regulation (EU) No 596/2014 on market abuse and Regulation (EU) No 909/2014 on improving securities settlement in the European Union and on central securities depositories (Text with EEA relevance)

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1 July 2016
2Applicable, Entered into force, see Article 55 Entry into force and application Regulation 600/2014/EU - MiFIR Regulation

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2 July 2014

Para. (6) applicable from 2 July 2014.

1Published
12 June 2014

Article 5 Volume cap mechanism

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StatusVersionDetailsAmended provisionEffective dateNotes
4Applicable by Article 55 Entry into force and application Regulation 600/2014/EU - MiFIR Regulation

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3 January 2018

Paras. (1)-(5) and (7)-(8) applicable from 3 January 2018.

3Text substituted by Article 1 Regulation (EU) 2016/1033 of the European Parliament and of the Council of 23 June 2016 amending Regulation (EU) No 600/2014 on markets in financial instruments, Regulation (EU) No 596/2014 on market abuse and Regulation (EU) No 909/2014 on improving securities settlement in the European Union and on central securities depositories (Text with EEA relevance)

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2 July 2016
2Applicable, Entered into force by Article 55 Entry into force and application Regulation 600/2014/EU - MiFIR Regulation

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2 July 2014

Paras. (6) and (9) applicable from 2 July 2014.

1Published
12 June 2014

Article 6 Post-trade transparency requirements for trading venues in respect of shares, depositary receipts, ETFs, certificates and other similar financial instruments

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3Applicable by Article 55 Entry into force and application Regulation 600/2014/EU - MiFIR Regulation

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3 January 2018
2Entered into force by Article 55 Entry into force and application Regulation 600/2014/EU - MiFIR Regulation

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2 July 2014
1Published
12 June 2014

Article 7 Authorisation of deferred publication

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StatusVersionDetailsAmended provisionEffective dateNotes
3Applicable by Article 55 Entry into force and application Regulation 600/2014/EU - MiFIR Regulation

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3 January 2018
Para. (1) applicable from 3 January 2018.
2Applicable, Entered into force by Article 55 Entry into force and application Regulation 600/2014/EU - MiFIR Regulation

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12 June 2014
1Published
12 June 2014

Chapter 2 Transparency for non-equity instruments (arts. 8-11)

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1Published
12 June 2014

Article 8 Pre-trade transparency requirements for trading venues in respect of bonds, structured finance products, emission allowances and derivatives

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StatusVersionDetailsAmended provisionEffective dateNotes
4Applicable by Article 55 Entry into force and application Regulation 600/2014/EU - MiFIR Regulation

Compare against the previous version
3 January 2018
3Text replaced by Article 1 Regulation (EU) 2016/1033 of the European Parliament and of the Council of 23 June 2016 amending Regulation (EU) No 600/2014 on markets in financial instruments, Regulation (EU) No 596/2014 on market abuse and Regulation (EU) No 909/2014 on improving securities settlement in the European Union and on central securities depositories (Text with EEA relevance)

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1 July 2016
2Entered into force by Article 55 Entry into force and application Regulation 600/2014/EU - MiFIR Regulation

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2 July 2014
1Published
12 June 2014

Article 9 Waivers for non-equity instruments

Table of Amendments

StatusVersionDetailsAffected provisionsEffective dateNotes
4Applicable, see Article 55 Entry into force and application Regulation 600/2014/EU - MiFIR Regulation

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3 January 2018

Paras. (1)-(4) applicable from 3 January 2018.

3Text amended, see Article 1 Regulation (EU) 2016/1033 of the European Parliament and of the Council of 23 June 2016 amending Regulation (EU) No 600/2014 on markets in financial instruments, Regulation (EU) No 596/2014 on market abuse and Regulation (EU) No 909/2014 on improving securities settlement in the European Union and on central securities depositories (Text with EEA relevance)

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1 July 2016
2Applicable, Entered into force, see Article 55 Entry into force and application Regulation 600/2014/EU - MiFIR Regulation

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2 July 2014Para. (5) applicable from 2 July 2014.
1Published
12 June 2014

Article 10 Post-trade transparency requirements for trading venues in respect of bonds, structured finance products, emission allowances and derivatives

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3Initial commencement by Article 55 Entry into force and application Regulation 600/2014/EU - MiFIR Regulation

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3 January 2018
2Entered into force by Article 55 Entry into force and application Regulation 600/2014/EU - MiFIR Regulation

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2 July 2014
1Published
12 June 2014

Article 11 Authorisation of deferred publication

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StatusVersionDetailsAmended provisionEffective dateNotes
3Applicable by Article 55 Entry into force and application Regulation 600/2014/EU - MiFIR Regulation

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3 January 2018
Paras. (1)-(3) applicable from 3 January 2018.
2Applicable, Entered into force by Article 55 Entry into force and application Regulation 600/2014/EU - MiFIR Regulation

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2 July 2014
Para. (4)  applicable from 2 July 2014.
1Published
12 June 2014

Chapter 3 Obligation to offer trade data on a separate and reasonable commercial basis (arts. 12-13)

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StatusVersionDetailsAmended provisionEffective dateNotes
1Published
12 June 2014

Article 12 Obligation to make pre-trade and post-trade data available separately

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StatusVersionDetailsAmended provisionEffective dateNotes
3Applicable by Article 55 Entry into force and application Regulation 600/2014/EU - MiFIR Regulation

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3 January 2018
Para. (1) applicable from 3 January 2018.
2Applicable, Entered into force by Article 55 Entry into force and application Regulation 600/2014/EU - MiFIR Regulation

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2 July 2014
Para. (2) applicable from 2 July 2014.
1Published
12 June 2014

Article 13 Obligation to make pre-trade and post-trade data available on a reasonable commercial basis

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StatusVersionDetailsAmended provisionEffective dateNotes
3Applicable by Article 55 Entry into force and application Regulation 600/2014/EU - MiFIR Regulation

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3 January 2018
Para. (1) applicable from 3 January 2018.
2Applicable, Entered into force by Article 55 Entry into force and application Regulation 600/2014/EU - MiFIR Regulation

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2 July 2014
Para. (2) applicable from 2 July 2014.
1Published
12 June 2014

Title III Transparency for Systematic Internalisers and Investment Firms Trading OTC (arts. 14-23)

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StatusVersionDetailsAmended provisionEffective dateNotes
1Published
12 June 2014

Article 14 Obligation for systematic internalisers to make public firm quotes in respect of shares, depositary receipts, ETFs, certificates and other similar financial instruments

Table of Amendments

StatusVersionDetailsAffected provisionsEffective dateNotes
3Applicable, see Article 55 Entry into force and application Regulation 600/2014/EU - MiFIR Regulation

Compare against the previous version
3 January 2018
Paras. (1)-(6) applicable from 3 January 2018.
2Applicable, Entered into force, see Article 55 Entry into force and application Regulation 600/2014/EU - MiFIR Regulation

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2 July 2014
Para. (7) applicable from 2 July 2014.
1Published
12 June 2014

Article 15 Execution of client orders

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StatusVersionDetailsAffected provisionsEffective dateNotes
3Applicable, see Article 55 Entry into force and application Regulation 600/2014/EU - MiFIR Regulation

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3 January 2018

Paras. (1)-(4) applicable from 3 January 2018.

2Applicable, Entered into force, see Article 55 Entry into force and application Regulation 600/2014/EU - MiFIR Regulation

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2 July 2014

Para. (5) applicable from 2 July 2014.

1Published
12 June 2014

Article 16 Obligations of competent authorities

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3Applicable, see Article 55 Entry into force and application Regulation 600/2014/EU - MiFIR Regulation

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3 January 2018
2Entered into force, see Article 55 Entry into force and application Regulation 600/2014/EU - MiFIR Regulation

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2 July 2014
1Published
12 June 2014

Article 17 Access to quotes

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StatusVersionDetailsAffected provisionsEffective dateNotes
3Applicable, see Article 55 Entry into force and application Regulation 600/2014/EU - MiFIR Regulation

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3 January 2018

Paras. (1) and (2) applicable from 3 January 2018.

2Applicable, Entered into force, see Article 55 Entry into force and application Regulation 600/2014/EU - MiFIR Regulation

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2 July 2014

Para. (3) applicable from 2 July 2014.

1Published
12 June 2014

Article 18 Obligation for systematic internalisers to make public firm quotes in respect of bonds, structured finance products, emission allowances and derivatives

Table of Amendments

StatusVersionDetailsAffected provisionsEffective dateNotes
4Applicable, see Article 55 Entry into force and application Regulation 600/2014/EU - MiFIR Regulation

Compare against the previous version
3 January 2018
3Paragraph added, see Article 1 Regulation (EU) 2016/1033 of the European Parliament and of the Council of 23 June 2016 amending Regulation (EU) No 600/2014 on markets in financial instruments, Regulation (EU) No 596/2014 on market abuse and Regulation (EU) No 909/2014 on improving securities settlement in the European Union and on central securities depositories (Text with EEA relevance)

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1 July 2016
2Entered into force, see Article 55 Entry into force and application Regulation 600/2014/EU - MiFIR Regulation

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2 July 2014
1Published
12 June 2014

Article 19 Monitoring by ESMA

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StatusVersionDetailsAffected provisionsEffective dateNotes
4Applicable, see Article 55 Entry into force and application Regulation 600/2014/EU - MiFIR Regulation

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3 January 2018

Para. (1) applicable from 3 January 2018.

3Text replaced, see Article 1 Regulation (EU) 2016/1033 of the European Parliament and of the Council of 23 June 2016 amending Regulation (EU) No 600/2014 on markets in financial instruments, Regulation (EU) No 596/2014 on market abuse and Regulation (EU) No 909/2014 on improving securities settlement in the European Union and on central securities depositories (Text with EEA relevance)

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1 July 2016
2Applicable, Entered into force, see Article 55 Entry into force and application Regulation 600/2014/EU - MiFIR Regulation

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2 July 2014

Paras. (2) and (3) applicable from 2 July 2014.

1Published
12 June 2014

Article 20 Post-trade disclosure by investment firms, including systematic internalisers, in respect of shares, depositary receipts, ETFs, certificates and other similar financial instruments

Table of Amendments

StatusVersionDetailsAffected provisionsEffective dateNotes
3Applicable, see Article 55 Entry into force and application Regulation 600/2014/EU - MiFIR Regulation

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3 January 2018

Paras. (1) and (2) applicable from 3 January 2018.

2Applicable, Entered into force, see Article 55 Entry into force and application Regulation 600/2014/EU - MiFIR Regulation

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2 July 2014

Para. (3) applicable from 2 July 2014.

1Published
12 June 2014

Article 21 Post-trade disclosure by investment firms, including systematic internalisers, in respect of bonds, structured finance products, emission allowances and derivatives

Table of Amendments

StatusVersionDetailsAffected provisionsEffective dateNotes
3Applicable, see Article 55 Entry into force and application Regulation 600/2014/EU - MiFIR Regulation

Compare against the previous version
3 January 2018

Paras. (1)-(4) applicable from 3 January 2018.

2Applicable, Entered into force, see Article 55 Entry into force and application Regulation 600/2014/EU - MiFIR Regulation

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2 July 2014

Para. (5) applicable from 2 July 2014.

1Published
12 June 2014

Article 22 Providing information for the purposes of transparency and other calculations

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StatusVersionDetailsAffected provisionsEffective dateNotes
3Applicable, see Article 55 Entry into force and application Regulation 600/2014/EU - MiFIR Regulation

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3 January 2018
Paras. (1)-(3) applicable from 3 January 2018.
2Applicable, Entered into force, see Article 55 Entry into force and application Regulation 600/2014/EU - MiFIR Regulation

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2 July 2014
Para. (4) applicable from 2 July 2014.
1Published
12 June 2014

Article 23 Trading obligation for investment firms

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StatusVersionDetailsAffected provisionsEffective dateNotes
3Applicable, see Article 55 Entry into force and application Regulation 600/2014/EU - MiFIR Regulation

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3 January 2018
Paras. (1) and (2) applicable from 3 January 2018.
2Applicable, Entered into force, see Article 55 Entry into force and application Regulation 600/2014/EU - MiFIR Regulation

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2 July 2014
Para. (3) applicable from 2 July 2014.
1Published
12 June 2014

Title IV Transaction reporting (arts. 24-27)

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StatusVersionDetailsAmended provisionEffective dateNotes
1Published
12 June 2014

Article 24 Obligation to uphold integrity of markets

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3Applicable by Article 55 Entry into force and application Regulation 600/2014/EU - MiFIR Regulation

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3 January 2018
2Entered into force by Article 55 Entry into force and application Regulation 600/2014/EU - MiFIR Regulation

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2 July 2014
1Published
12 June 2014

Article 25 Obligation to maintain records

Table of Amendments

StatusVersionDetailsAmended provisionEffective dateNotes
3Applicable by Article 55 Entry into force and application Regulation 600/2014/EU - MiFIR Regulation

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3 January 2018

Paras. (1)-(2) applicable from 3 January 2018.

2Applicable, Entered into force by Article 55 Entry into force and application Regulation 600/2014/EU - MiFIR Regulation

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2 July 2014

Para. (3) applicable from 2 July 2014.

1Published
12 June 2014

Article 26 Obligation to report transactions

Table of Amendments

StatusVersionDetailsAffected provisionsEffective dateNotes
4Applicable, see Article 55 Entry into force and application Regulation 600/2014/EU - MiFIR Regulation

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3 January 2018

Paras. (1)-(8) and (10) applicable from 3 January 2018.

3Text replaced, see Article 1 Regulation (EU) 2016/1033 of the European Parliament and of the Council of 23 June 2016 amending Regulation (EU) No 600/2014 on markets in financial instruments, Regulation (EU) No 596/2014 on market abuse and Regulation (EU) No 909/2014 on improving securities settlement in the European Union and on central securities depositories (Text with EEA relevance)

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10

1 July 2016
2Applicable, Entered into force, see Article 55 Entry into force and application Regulation 600/2014/EU - MiFIR Regulation

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2 July 2014

Para. (9) applicable from 2 July 2014.

1Published
12 June 2014

Article 27 Obligation to supply financial instrument reference data

Table of Amendments

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3Applicable by Article 55 Entry into force and application Regulation 600/2014/EU - MiFIR Regulation

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3 January 2018

Paras. (1)-(2) applicable from 3 January 2018.

2Applicable, Entered into force by Article 55 Entry into force and application Regulation 600/2014/EU - MiFIR Regulation

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2 July 2014

Para. (3) applicable from 2 July 2014.

1Published
12 June 2014

Title V Derivatives (arts. 28-34)

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StatusVersionDetailsAmended provisionEffective dateNotes
1Published
12 June 2014

Article 28 Obligation to trade on regulated markets, MTFs or OTFs

Table of Amendments

StatusVersionDetailsAffected provisionsEffective dateNotes
3Applicable, see Article 55 Entry into force and application Regulation 600/2014/EU - MiFIR Regulation

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3 January 2018

Paras. (1)-(3) applicable from 3 January 2018.

2Applicable, Entered into force, see Article 55 Entry into force and application Regulation 600/2014/EU - MiFIR Regulation

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2 July 2014

Paras. (4) and (5) applicable from 2 July 2014.

1Published
12 June 2014

Article 29 Clearing obligation for derivatives traded on regulated markets and timing of acceptance for clearing

Table of Amendments

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3Applicable by Article 55 Entry into force and application Regulation 600/2014/EU - MiFIR Regulation

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3 January 2018

Paras. (1)-(2) applicable from 3 January 2018.

2Applicable, Entered into force by Article 55 Entry into force and application Regulation 600/2014/EU - MiFIR Regulation

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2 July 2014

Para. (3) applicable from 2 July 2014.

1Published
12 June 2014

Article 30 Indirect clearing arrangements

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3Applicable by Article 55 Entry into force and application Regulation 600/2014/EU - MiFIR Regulation

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3 January 2018
Para. (1) applicable from 3 January 2018.
2Applicable, Entered into force by Article 55 Entry into force and application Regulation 600/2014/EU - MiFIR Regulation

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2 July 2014
Para. (2) applicable from 2 July 2014.
1Published
12 June 2014

Article 31 Portfolio compression

Table of Amendments

StatusVersionDetailsAmended provisionEffective dateNotes
3Applicable by Article 55 Entry into force and application Regulation 600/2014/EU - MiFIR Regulation

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3 January 2018
Paras. (1)-(3) applicable from 3 January 2018.
2Applicable, Entered into force by Article 55 Entry into force and application Regulation 600/2014/EU - MiFIR Regulation

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2 July 2014
Para. (4) applicable from 2 July 2014.
1Published
12 June 2014

Article 32 Trading obligation procedure

Table of Amendments

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3Applicable by Article 55 Entry into force and application Regulation 600/2014/EU - MiFIR Regulation

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3 January 2018

Paras. (2)-(4) applicable from 3 January 2018.

2Applicable, Entered into force by Article 55 Entry into force and application Regulation 600/2014/EU - MiFIR Regulation

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2 July 2014

Paras. (1), (5) and (6) applicable from 2 July 2014.

1Published
12 June 2014

Article 33 Mechanism to avoid duplicative or conflicting rules

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3Applicable by Article 55 Entry into force and application Regulation 600/2014/EU - MiFIR Regulation

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3 January 2018
Paras. (1) and (3)-(4) applicable from 3 January 2018.
2Applicable, Entered into force by Article 55 Entry into force and application Regulation 600/2014/EU - MiFIR Regulation

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2 July 2014
Para. (2) applicable from 2 July 2014.
1Published
12 June 2014

Article 34 Register of derivatives subject to the trading obligation

Table of Amendments

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3Applicable by Article 55 Entry into force and application Regulation 600/2014/EU - MiFIR Regulation

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3 January 2018
2Entered into force by Article 55 Entry into force and application Regulation 600/2014/EU - MiFIR Regulation

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2 July 2014
1Published
12 June 2014

Title VI Non-discriminatory clearing access for financial instruments (arts. 35-38)

Table of Amendments

StatusVersionDetailsAmended provisionEffective dateNotes
1Published
12 June 2014

Article 35 Non-discriminatory access to a CCP

Table of Amendments

StatusVersionDetailsAffected provisionsEffective dateNotes
4Applicable, see Article 55 Entry into force and application Regulation 600/2014/EU - MiFIR Regulation

Compare against the previous version
3 January 2018

Paras. (1)-(5) applicable from 3 January 2018.

3Text replaced, see Article 1 Regulation (EU) 2016/1033 of the European Parliament and of the Council of 23 June 2016 amending Regulation (EU) No 600/2014 on markets in financial instruments, Regulation (EU) No 596/2014 on market abuse and Regulation (EU) No 909/2014 on improving securities settlement in the European Union and on central securities depositories (Text with EEA relevance)

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1 July 2016
2Applicable, Entered into force, see Article 55 Entry into force and application Regulation 600/2014/EU - MiFIR Regulation

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2 July 2014
Para. (6) applicable from 2 July 2014.
1Published
12 June 2014

Article 36 Non-discriminatory access to a trading venue

Table of Amendments

StatusVersionDetailsAmended provisionEffective dateNotes
3Applicable by Article 55 Entry into force and application Regulation 600/2014/EU - MiFIR Regulation

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3 January 2018
Paras. (1)-(5) applicable from 3 January 2018.
2Applicable, Entered into force by Article 55 Entry into force and application Regulation 600/2014/EU - MiFIR Regulation

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2 July 2014
Para. (6) applicable from 2 July 2014.
1Published
12 June 2014

Article 37 Non-discriminatory access to and obligation to licence benchmarks

Table of Amendments

StatusVersionDetailsAffected provisionsEffective dateNotes
4Applicable, see Article 55 Entry into force and application Regulation 600/2014/EU - MiFIR Regulation

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3 January 2018
Paras. (1)-(3) applicable from 3 January 2019.
3Text replaced, see Article 1 Regulation (EU) 2016/1033 of the European Parliament and of the Council of 23 June 2016 amending Regulation (EU) No 600/2014 on markets in financial instruments, Regulation (EU) No 596/2014 on market abuse and Regulation (EU) No 909/2014 on improving securities settlement in the European Union and on central securities depositories (Text with EEA relevance)

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1 July 2016
2Applicable, Entered into force, see Article 55 Entry into force and application Regulation 600/2014/EU - MiFIR Regulation

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2 July 2014
Para. (4) applicable from 2 July 2014.
1Published
12 June 2014

Article 38 Access for third-country CCPs and trading venues

Table of Amendments

StatusVersionDetailsAffected provisionsEffective dateNotes
3Applicable, see Article 55 Entry into force and application Regulation 600/2014/EU - MiFIR Regulation

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3 January 2018
Paras. (1)-(2) applicable from 3 January 2018.
2Applicable, Entered into force, see Article 55 Entry into force and application Regulation 600/2014/EU - MiFIR Regulation

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2 July 2014
Para. (3) applicable from 2 July 2014.
1Published
12 June 2014

Title VII Supervisory measures on product intervention and positions (arts. 39-45)

Table of Amendments

StatusVersionDetailsAmended provisionEffective dateNotes
1Published
12 June 2014

Chapter 1 Product monitoring and intervention (arts. 39-43)

Table of Amendments

StatusVersionDetailsAmended provisionEffective dateNotes
1Published
12 June 2014

Article 39 Market monitoring

Table of Amendments

StatusVersionDetailsAmended provisionEffective dateNotes
3Applicable by Article 55 Entry into force and application Regulation 600/2014/EU - MiFIR Regulation

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3 January 2018
2Entered into force by Article 55 Entry into force and application Regulation 600/2014/EU - MiFIR Regulation

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2 July 2014
1Published
12 June 2014

Article 40 ESMA temporary intervention powers

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StatusVersionDetailsAffected provisionsEffective dateNotes
3Applicable, see Article 55 Entry into force and application Regulation 600/2014/EU - MiFIR Regulation

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3 January 2018

Paras. (1)-(7) applicable from 3 January 2018.

2Applicable, Entered into force, see Article 55 Entry into force and application Regulation 600/2014/EU - MiFIR Regulation

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2 July 2014

Para. (8) applicable from 2 July 2014.

1Published
12 June 2014

Article 41 EBA temporary intervention powers

Table of Amendments

StatusVersionDetailsAmended provisionEffective dateNotes
3Applicable by Article 55 Entry into force and application Regulation 600/2014/EU - MiFIR Regulation

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3 January 2018

Paras. (1)-(7) applicable from 3 January 2018.

2Applicable, Entered into force by Article 55 Entry into force and application Regulation 600/2014/EU - MiFIR Regulation

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2 July 2014

Para. (8) applicable from 2 July 2014.

1Published
12 June 2014

Article 42 Product intervention by competent authorities

Table of Amendments

StatusVersionDetailsAffected provisionsEffective dateNotes
3Applicable, see Article 55 Entry into force and application Regulation 600/2014/EU - MiFIR Regulation

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3 January 2018

Paras. (1)-(6) applicable from 3 January 2018.

2Applicable, Entered into force, see Article 55 Entry into force and application Regulation 600/2014/EU - MiFIR Regulation

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2 July 2014

Para. (7) applicable from 2 July 2014.

1Published
12 June 2014

Article 43 Coordination by ESMA and EBA

Table of Amendments

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3Applicable by Article 55 Entry into force and application Regulation 600/2014/EU - MiFIR Regulation

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3 January 2018
2Entered into force by Article 55 Entry into force and application Regulation 600/2014/EU - MiFIR Regulation

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2 July 2014
1Published
12 June 2014

Chapter 2 Positions (arts. 44-45)

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1Published
12 June 2014

Article 44 Coordination of national position management measures and position limits by ESMA

Table of Amendments

StatusVersionDetailsAmended provisionEffective dateNotes
3Applicable by Article 55 Entry into force and application Regulation 600/2014/EU - MiFIR Regulation

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3 January 2018
2Entered into force by Article 55 Entry into force and application Regulation 600/2014/EU - MiFIR Regulation

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2 July 2014
1Published
12 June 2014

Article 45 Position management powers of ESMA

Table of Amendments

StatusVersionDetailsAmended provisionEffective dateNotes
3Applicable by Article 55 Entry into force and application Regulation 600/2014/EU - MiFIR Regulation

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3 January 2018

Paras. (1)-(9) applicable from 3 January 2018.

2Applicable, Entered into force by Article 55 Entry into force and application Regulation 600/2014/EU - MiFIR Regulation

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2 July 2014

Para. (10) applicable from 2 July 2014.

1Published
12 June 2014

Title VIII Provision of sevices and performance of activities by third-country firms following an equivalence decision with or without a branch (arts. 46-49)

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StatusVersionDetailsAmended provisionEffective dateNotes
1Published
12 June 2014

Article 46 General provisions

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3Applicable by Article 55 Entry into force and application Regulation 600/2014/EU - MiFIR Regulation

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3 January 2018

Paras. (1)-(6) applicable from 3 January 2018.

2Applicable, Entered into force by Article 55 Entry into force and application Regulation 600/2014/EU - MiFIR Regulation

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2 July 2014

Para. (7) applicable from 2 July 2014.

1Published
12 June 2014

Article 47 Equivalence decision

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4Applicable by Article 55 Entry into force and application Regulation 600/2014/EU - MiFIR Regulation

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3 January 2018

Paras. (2) and (3) applicable from 3 January 2018.

3Paragraph substituted by Corrigendum to Regulation (EU) No 600/2014 of the European Parliament and of the Council of 15 May 2014 on markets in financial instruments and amending Regulation (EU) No 648/2012

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(3)

27 October 2017
2Applicable, Entered into force by Article 55 Entry into force and application Regulation 600/2014/EU - MiFIR Regulation

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2 July 2014

Paras. (1) and (4) applicable from 2 July 2014.

1Published
12 June 2014

Article 48 Register

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3Applicable by Article 55 Entry into force and application Regulation 600/2014/EU - MiFIR Regulation

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3 January 2018
2Entered into force by Article 55 Entry into force and application Regulation 600/2014/EU - MiFIR Regulation

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2 July 2014
1Published
12 June 2014

Article 49 Withdrawal of registration

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3Applicable by Article 55 Entry into force and application Regulation 600/2014/EU - MiFIR Regulation

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3 January 2018
2Entered into force by Article 55 Entry into force and application Regulation 600/2014/EU - MiFIR Regulation

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2 July 2014
1Published
12 June 2014

Title IX Delegated and implementing acts (arts. 50-51)

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1Published
12 June 2014

Chapter 1 Delegated acts (art. 50)

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StatusVersionDetailsAmended provisionEffective dateNotes
1Published
12 June 2014

Article 50 Exercise of the delegation

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3Applicable by Article 55 Entry into force and application Regulation 600/2014/EU - MiFIR Regulation

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3 January 2018
2Entered into force by Article 55 Entry into force and application Regulation 600/2014/EU - MiFIR Regulation

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2 July 2014
1Published
12 June 2014

Chapter 2 Implementing acts (art. 51)

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1Published
12 June 2014

Article 51 Committee procedure

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3Applicable by Article 55 Entry into force and application Regulation 600/2014/EU - MiFIR Regulation

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3 January 2018
2Entered into force by Article 55 Entry into force and application Regulation 600/2014/EU - MiFIR Regulation

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2 July 2014
1Published
12 June 2014

Title X Final provisions (arts. 52-55)

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1Published
12 June 2014

Article 52 Reports and review

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4Applicable, see Article 55 Entry into force and application Regulation 600/2014/EU - MiFIR Regulation

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3 January 2018

Paras. (1)-(9) and (11) applicable from 3 January 2018.

3Text replaced, see Article 1 Regulation (EU) 2016/1033 of the European Parliament and of the Council of 23 June 2016 amending Regulation (EU) No 600/2014 on markets in financial instruments, Regulation (EU) No 596/2014 on market abuse and Regulation (EU) No 909/2014 on improving securities settlement in the European Union and on central securities depositories (Text with EEA relevance)

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1 July 2016
2Applicable, Entered into force, see Article 55 Entry into force and application Regulation 600/2014/EU - MiFIR Regulation

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2 July 2014

Paras. (10) and (12) applicable from 2 July 2014.

1Published
12 June 2014

Article 53 Amendment of regulation (EU) No 648/2012

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3Applicable, see Article 55 Entry into force and application Regulation 600/2014/EU - MiFIR Regulation

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3 January 2018
2Entered into force, see Article 55 Entry into force and application Regulation 600/2014/EU - MiFIR Regulation

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2 July 2014
1Published
12 June 2014

Article 54 Transitional provisions

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4Applicable, see Article 55 Entry into force and application Regulation 600/2014/EU - MiFIR Regulation

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3 January 2018

Para. (2) applicable from 3 January 2018.

3Text replaced, see Article 1 Regulation (EU) 2016/1033 of the European Parliament and of the Council of 23 June 2016 amending Regulation (EU) No 600/2014 on markets in financial instruments, Regulation (EU) No 596/2014 on market abuse and Regulation (EU) No 909/2014 on improving securities settlement in the European Union and on central securities depositories (Text with EEA relevance)

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1 July 2016
2Applicable, Entered into force, see Article 55 Entry into force and application Regulation 600/2014/EU - MiFIR Regulation

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2 July 2014

Para. (1) applicable from 2 July 2014.

1Published
12 June 2014

Article 55 Entry into force and application

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5Applicable by Article 55 Entry into force and application Regulation 600/2014/EU - MiFIR Regulation

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3 January 2018
4Text replaced by Article 1 Regulation (EU) 2016/1033 of the European Parliament and of the Council of 23 June 2016 amending Regulation (EU) No 600/2014 on markets in financial instruments, Regulation (EU) No 596/2014 on market abuse and Regulation (EU) No 909/2014 on improving securities settlement in the European Union and on central securities depositories (Text with EEA relevance)

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1 July 2016
3Text substituted by Corrigendum to Regulation (EU) No 600/2014 of the European Parliament and of the Council of 15 May 2014 on markets in financial instruments and amending Regulation (EU) No 648/2012

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15 October 2015
2Entered into force by Article 55 Entry into force and application Regulation 600/2014/EU - MiFIR Regulation

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2 July 2014
1Published
12 June 2014

Done at

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1Published
12 June 2014