Document Overview for: Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017 [SI 2017 No. 692] (MLRs 2017)

Table of amendments

Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017 [SI 2017 No. 692] (MLRs 2017)

Table of Amendments

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1Commencement, see Regulation 1 Citation and commencement Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017 [SI 2017 No. 692] (MLRs 2017)
22 June 2017

Introductory Text

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1

Part 1 Introduction (regs. 1-7)

Table of Amendments

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1

Regulation 1 Citation and commencement

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2Initial commencement by Regulation 1 Citation and commencement Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017 [SI 2017 No. 692]

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26 June 2017
1Published
22 June 2017

Regulation 2 Prescribed regulations

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2Initial commencement by Regulation 1 Citation and commencement Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017 [SI 2017 No. 692]

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26 June 2017
1Published
22 June 2017

Regulation 3 General interpretation

Table of Amendments

StatusVersionDetailsAffected provisionsEffective dateNotes
5Paragraph omitted, Paragraph substituted, Text inserted, Text omitted, Text substituted by Regulation 3 Part 1: introduction Money Laundering and Transfer of Funds (Information) (Amendment) (EU Exit) Regulations 2019 [SI 2019 No. 253]

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(1)

29 March 2019
4Text inserted by Schedule 19, Part 2 Amendments of other legislation (paras. 228-429) Data Protection Act 2018 (c. 12)

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(1)

25 May 2018
3Text substituted by Schedule 8, Part 3 Amendments to other secondary legislation (paras. 6-26) Payment Services Regulations 2017 [SI 2017 No. 752]

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(1)

13 January 2018
2Initial commencement by Regulation 1 Citation and commencement Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017 [SI 2017 No. 692] (MLRs 2017)

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26 June 2017
1Published
22 June 2017

Regulation 4 Meaning of business relationship

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2Initial commencement by Regulation 1 Citation and commencement Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017 [SI 2017 No. 692]

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26 June 2017
1Published
22 June 2017

Regulation 5 Meaning of beneficial owner: bodies corporate or partnership

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2Initial commencement by Regulation 1 Citation and commencement Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017 [SI 2017 No. 692]

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26 June 2017
1Published
22 June 2017

Regulation 6 Meaning of beneficial owner: trusts, similar arrangements and others

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2Initial commencement by Regulation 1 Citation and commencement Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017 [SI 2017 No. 692]

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26 June 2017
1Published
22 June 2017

Regulation 7 Supervisory authorities

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StatusVersionDetailsAmended provisionEffective dateNotes
3Text substituted by Schedule, Part 2 Minor and consequential amendments to secondary legislation Central Securities Depositories Regulations 2017 [SI 2017 No. 1064]

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(1)(a)(vii)

28 November 2017
2Initial commencement by Regulation 1 Citation and commencement Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017 [SI 2017 No. 692]

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26 June 2017
1Published
22 June 2017

Part 2 Money Laundering and Terrorist Financing (regs. 8-26)

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StatusVersionDetailsAmended provisionEffective dateNotes
1

Chapter 1 Application (regs. 8-15)

Table of Amendments

StatusVersionDetailsAmended provisionEffective dateNotes
1

Regulation 8 Application

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2Initial commencement by Regulation 1 Citation and commencement Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017 [SI 2017 No. 692]

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26 June 2017
1Published
22 June 2017

Regulation 9 Carrying on business in the United Kingdom

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2Initial commencement by Regulation 1 Citation and commencement Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017 [SI 2017 No. 692] (MLRs 2017)

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26 June 2017
1Published
22 June 2017

Regulation 10 Credit institutions and financial institutions

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StatusVersionDetailsAffected provisionsEffective dateNotes
2Initial commencement by Regulation 1 Citation and commencement Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017 [SI 2017 No. 692] (MLRs 2017)

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26 June 2017
1Published
22 June 2017

Regulation 11 Auditors and others

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2Initial commencement by Regulation 1 Citation and commencement Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017 [SI 2017 No. 692]

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26 June 2017
1Published
22 June 2017

Regulation 12 Independent legal professionals and trust or company service providers

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2Initial commencement by Regulation 1 Citation and commencement Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017 [SI 2017 No. 692]

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26 June 2017
1Published
22 June 2017

Regulation 13 Estate agents

Table of Amendments

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2Initial commencement by Regulation 1 Citation and commencement Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017 [SI 2017 No. 692]

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26 June 2017
1Published
22 June 2017

Regulation 14 High value dealers, casinos and auction platforms

Table of Amendments

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2Initial commencement by Regulation 1 Citation and commencement Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017 [SI 2017 No. 692]

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26 June 2017
1Published
22 June 2017

Regulation 15 Exclusions

Table of Amendments

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2Initial commencement by Regulation 1 Citation and commencement Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017 [SI 2017 No. 692]

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26 June 2017
1Published
22 June 2017

Chapter 2 Risk assessment and controls (regs. 16-25)

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1

Regulation 16 Risk assessment by the Treasury and Home Office

Table of Amendments

StatusVersionDetailsAffected provisionsEffective dateNotes
4Paragraph omitted, Sub paragraph omitted by Regulation 5 Part 2: Money laundering and terrorist financing risk assessment and controls Money Laundering and Transfer of Funds (Information) (Amendment) (EU Exit) Regulations 2019 [SI 2019 No. 253]

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(5) and (7)(c)-(e)

29 March 2019
3Text substituted by Schedule 19, Part 2 Amendments of other legislation (paras. 228-429) Data Protection Act 2018 (c. 12)

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(8)

25 May 2018
2Initial commencement by Regulation 1 Citation and commencement Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017 [SI 2017 No. 692] (MLRs 2017)

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26 June 2017
1Published
22 June 2017

Regulation 17 Risk assessment by supervisory authorities

Table of Amendments

StatusVersionDetailsAffected provisionsEffective dateNotes
3Text substituted by Schedule 19, Part 2 Amendments of other legislation (paras. 228-429) Data Protection Act 2018 (c. 12)

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(9)

25 May 2018
2Initial commencement by Regulation 1 Citation and commencement Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017 [SI 2017 No. 692] (MLRs 2017)

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26 June 2017
1Published
22 June 2017

Regulation 18 Risk assessment by relevant persons

Table of Amendments

StatusVersionDetailsAmended provisionEffective dateNotes
2Initial commencement by Regulation 1 Citation and commencement Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017 [SI 2017 No. 692]

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26 June 2017
1Published
22 June 2017

Regulation 19 Policies, controls and procedures

Table of Amendments

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2Initial commencement by Regulation 1 Citation and commencement Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017 [SI 2017 No. 692]

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26 June 2017
1Published
22 June 2017

Regulation 20 Policies, controls and procedures: group level

Table of Amendments

StatusVersionDetailsAffected provisionsEffective dateNotes
3Paragraph inserted, Paragraph omitted by Regulation 5 Part 2: Money laundering and terrorist financing risk assessment and controls Money Laundering and Transfer of Funds (Information) (Amendment) (EU Exit) Regulations 2019 [SI 2019 No. 253]

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(2) and (6)

29 March 2019
2Initial commencement by Regulation 1 Citation and commencement Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017 [SI 2017 No. 692] (MLRs 2017)

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26 June 2017
1Published
22 June 2017

Regulation 21 Internal controls

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2Initial commencement by Regulation 1 Citation and commencement Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017 [SI 2017 No. 692]

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26 June 2017
1Published
22 June 2017

Regulation 22 Central contact points: electronic money issuers and payment service providers

Table of Amendments

StatusVersionDetailsAffected provisionsEffective dateNotes
3Omitted by Regulation 5 Part 2: Money laundering and terrorist financing risk assessment and controls Money Laundering and Transfer of Funds (Information) (Amendment) (EU Exit) Regulations 2019 [SI 2019 No. 253]

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29 March 2019
2Initial commencement by Regulation 1 Citation and commencement Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017 [SI 2017 No. 692] (MLRs 2017)

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26 June 2017
1Published
22 June 2017

Regulation 23 Requirement on authorised person to inform the FCA

Table of Amendments

StatusVersionDetailsAmended provisionEffective dateNotes
2Initial commencement by Regulation 1 Citation and commencement Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017 [SI 2017 No. 692]

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26 June 2017
1Published
22 June 2017

Regulation 24 Training

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2Initial commencement by Regulation 1 Citation and commencement Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017 [SI 2017 No. 692]

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26 June 2017
1Published
22 June 2017

Regulation 25 Supervisory action

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2Initial commencement by Regulation 1 Citation and commencement Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017 [SI 2017 No. 692]

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26 June 2017
1Published
22 June 2017

Chapter 3 Ownership and Management Restrictions (reg. 26)

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1

Regulation 26 Prohibitions and approvals

Table of Amendments

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2Initial commencement by Regulation 1 Citation and commencement Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017 [SI 2017 No. 692]

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26 June 2017
1Published
22 June 2017

Part 3 Customer Due Diligence (regs. 27-38)

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1

Chapter 1 Customer due diligence: general (regs. 27-32)

Table of Amendments

StatusVersionDetailsAmended provisionEffective dateNotes
1

Regulation 27 Customer due diligence

Table of Amendments

StatusVersionDetailsAmended provisionEffective dateNotes
2Initial commencement by Regulation 1 Citation and commencement Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017 [SI 2017 No. 692]

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26 June 2017
1Published
22 June 2017

Regulation 28 Customer due diligence measures

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2Initial commencement, see Regulation 1 Citation and commencement Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017 [SI 2017 No. 692] (MLRs 2017)

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26 June 2017
1Published
22 June 2017

Regulation 29 Additional customer due diligence measures: credit institutions and financial institutions

Table of Amendments

StatusVersionDetailsAffected provisionsEffective dateNotes
3Paragraph inserted, Text substituted by Regulation 3 Additional customer due diligence measures: credit institutions and financial institutions Money Laundering and Terrorist Financing (Miscellaneous Amendments) Regulations 2018 [SI 2018 No. 1337]

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(6) and (7A)

10 January 2019
2Initial commencement by Regulation 1 Citation and commencement Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017 [SI 2017 No. 692] (MLRs 2017)

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26 June 2017
1Published
22 June 2017

Regulation 30 Timing of verification

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2Initial commencement by Regulation 1 Citation and commencement Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017 [SI 2017 No. 692]

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26 June 2017
1Published
22 June 2017

Regulation 31 Requirement to cease transactions etc

Table of Amendments

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2Initial commencement by Regulation 1 Citation and commencement Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017 [SI 2017 No. 692]

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26 June 2017
1Published
22 June 2017

Regulation 32 Exception for trustees of debt issues

Table of Amendments

StatusVersionDetailsAmended provisionEffective dateNotes
2Initial commencement by Regulation 1 Citation and commencement Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017 [SI 2017 No. 692]

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26 June 2017
1Published
22 June 2017

Chapter 2 Enhanced customer due diligence (regs. 33-36)

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1

Regulation 33 Obligation to apply enhanced customer due diligence

Table of Amendments

StatusVersionDetailsAffected provisionsEffective dateNotes
2Initial commencement by Regulation 1 Citation and commencement Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017 [SI 2017 No. 692] (MLRs 2017)

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26 June 2017
1Published
22 June 2017

Regulation 34 Enhanced customer due diligence: credit institutions, financial institutions and correspondent relationships

Table of Amendments

StatusVersionDetailsAmended provisionEffective dateNotes
2Initial commencement by Regulation 1 Citation and commencement Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017 [SI 2017 No. 692]

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26 June 2017
1Published
22 June 2017

Regulation 35 Enhanced customer due diligence: politically exposed persons

Table of Amendments

StatusVersionDetailsAmended provisionEffective dateNotes
2Initial commencement by Regulation 1 Citation and commencement Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017 [SI 2017 No. 692]

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26 June 2017
1Published
22 June 2017

Regulation 36 Politically exposed persons: other duties

Table of Amendments

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2Initial commencement by Regulation 1 Citation and commencement Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017 [SI 2017 No. 692]

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26 June 2017
1Published
22 June 2017

Chapter 3 Simplified customer due diligence (regs. 37-38)

Table of Amendments

StatusVersionDetailsAffected provisionsEffective dateNotes
1

Regulation 37 Application of simplified customer due diligence

Table of Amendments

StatusVersionDetailsAffected provisionsEffective dateNotes
2Initial commencement by Regulation 1 Citation and commencement Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017 [SI 2017 No. 692] (MLRs 2017)

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26 June 2017
1Published
22 June 2017

Regulation 38 Electronic money

Table of Amendments

StatusVersionDetailsAmended provisionEffective dateNotes
2Initial commencement by Regulation 1 Citation and commencement Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017 [SI 2017 No. 692]

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26 June 2017
1Published
22 June 2017

Part 4 Reliance and Record-keeping (regs. 39-41)

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1

Regulation 39 Reliance

Table of Amendments

StatusVersionDetailsAffected provisionsEffective dateNotes
2Initial commencement by Regulation 1 Citation and commencement Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017 [SI 2017 No. 692] (MLRs 2017)

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26 June 2017
1Published
22 June 2017

Regulation 40 Record-keeping

Table of Amendments

StatusVersionDetailsAmended provisionEffective dateNotes
3Sub paragraph inserted, Sub paragraph substituted by Schedule 19, Part 2 Amendments of other legislation (paras. 228-429) Data Protection Act 2018 (c. 12)

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(9)(c) and (d)

25 May 2018
2Initial commencement by Regulation 1 Citation and commencement Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017 [SI 2017 No. 692]

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26 June 2017
1Published
22 June 2017

Regulation 41 Data Protection

Table of Amendments

StatusVersionDetailsAffected provisionsEffective dateNotes
4Text substituted, see Schedule 3, Part 3 Amendments of other legislation (paras. 27-110) Data Protection, Privacy and Electronic Communications (Amendments etc) (EU Exit) Regulations 2019 [SI 2019 No. 419]

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(3)(a), (6), (7), (8) and (9)

29 March 2019
3Paragraph inserted, Paragraph omitted, Text inserted, see Schedule 19, Part 2 Amendments of other legislation (paras. 228-429) Data Protection Act 2018 (c. 12)

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(2), (3)(a), (4)-(9)

25 May 2018
2Initial commencement, see Regulation 1 Citation and commencement Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017 [SI 2017 No. 692] (MLRs 2017)

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26 June 2017
1Published
22 June 2017

Part 5 Beneficial Ownership Information (regs. 42-45)

Table of Amendments

StatusVersionDetailsAmended provisionEffective dateNotes
1

Regulation 42 Application of this Part

Table of Amendments

StatusVersionDetailsAmended provisionEffective dateNotes
2Initial commencement by Regulation 1 Citation and commencement Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017 [SI 2017 No. 692]

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26 June 2017
1Published
22 June 2017

Regulation 43 Corporate bodies: obligations

Table of Amendments

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2Initial commencement by Regulation 1 Citation and commencement Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017 [SI 2017 No. 692]

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26 June 2017
1Published
22 June 2017

Regulation 44 Trustee obligations

Table of Amendments

StatusVersionDetailsAmended provisionEffective dateNotes
2Initial commencement by Regulation 1 Citation and commencement Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017 [SI 2017 No. 692]

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26 June 2017
1Published
22 June 2017

Regulation 45 Register of beneficial ownership

Table of Amendments

StatusVersionDetailsAffected provisionsEffective dateNotes
2Initial commencement by Regulation 1 Citation and commencement Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017 [SI 2017 No. 692] (MLRs 2017)

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26 June 2017
1Published
22 June 2017

Part 6 Money Laundering and Terrorist Financing: Supervision and Registration (regs. 46-60)

Table of Amendments

StatusVersionDetailsAmended provisionEffective dateNotes
1

Chapter 1 Duties of supervisory authorities (regs. 46-52)

Table of Amendments

StatusVersionDetailsAmended provisionEffective dateNotes
1

Regulation 46 Duties of supervisory authorities

Table of Amendments

StatusVersionDetailsAffected provisionsEffective dateNotes
3Sub paragraph omitted by Regulation 9 Part 6: supervision and registration Money Laundering and Transfer of Funds (Information) (Amendment) (EU Exit) Regulations 2019 [SI 2019 No. 253]

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(3)(a)

29 March 2019
2Initial commencement by Regulation 1 Citation and commencement Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017 [SI 2017 No. 692] (MLRs 2017)

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26 June 2017
1Published
22 June 2017

Regulation 47 Duties of supervisory authorities: information

Table of Amendments

StatusVersionDetailsAffected provisionsEffective dateNotes
3Sub paragraph omitted by Regulation 9 Part 6: supervision and registration Money Laundering and Transfer of Funds (Information) (Amendment) (EU Exit) Regulations 2019 [SI 2019 No. 253]

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(3)(a)-(e)

29 March 2019
2Initial commencement by Regulation 1 Citation and commencement Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017 [SI 2017 No. 692] (MLRs 2017)

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26 June 2017
1Published
22 June 2017

Regulation 48 Duties of the FCA: guidance on politically exposed persons

Table of Amendments

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2Initial commencement by Regulation 1 Citation and commencement Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017 [SI 2017 No. 692]

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26 June 2017
1Published
22 June 2017

Regulation 49 Duties of self-regulatory organisations

Table of Amendments

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2Initial commencement by Regulation 1 Citation and commencement Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017 [SI 2017 No. 692]

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26 June 2017
1Published
22 June 2017

Regulation 50 Duty to co-operate

Table of Amendments

StatusVersionDetailsAffected provisionsEffective dateNotes
2Initial commencement by Regulation 1 Citation and commencement Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017 [SI 2017 No. 692] (MLRs 2017)

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26 June 2017
1Published
22 June 2017

Regulation 51 Regulatory information

Table of Amendments

StatusVersionDetailsAffected provisionsEffective dateNotes
3Text substituted by Regulation 9 Part 6: supervision and registration Money Laundering and Transfer of Funds (Information) (Amendment) (EU Exit) Regulations 2019 [SI 2019 No. 253]

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(2)

29 March 2019
2Initial commencement by Regulation 1 Citation and commencement Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017 [SI 2017 No. 692] (MLRs 2017)

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26 June 2017
1Published
22 June 2017

Regulation 52 Disclosure by supervisory authorities

Table of Amendments

StatusVersionDetailsAmended provisionEffective dateNotes
2Initial commencement by Regulation 1 Citation and commencement Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017 [SI 2017 No. 692]

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26 June 2017
1Published
22 June 2017

Chapter 2 Registration (regs. 53-60)

Table of Amendments

StatusVersionDetailsAffected provisionsEffective dateNotes
1

Regulation 53 Interpretation

Table of Amendments

StatusVersionDetailsAmended provisionEffective dateNotes
3Text substituted by Schedule 8, Part 3 Amendments to other secondary legislation (paras. 6-26) Payment Services Regulations 2017 [SI 2017 No. 752]

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13 January 2018
2Initial commencement by Regulation 1 Citation and commencement Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017 [SI 2017 No. 692]

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26 June 2017
1Published
22 June 2017

Regulation 54 Duty to maintain registers of certain relevant persons

Table of Amendments

StatusVersionDetailsAmended provisionEffective dateNotes
2Initial commencement by Regulation 1 Citation and commencement Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017 [SI 2017 No. 692]

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26 June 2017
1Published
22 June 2017

Regulation 55 Power to maintain registers

Table of Amendments

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2Initial commencement by Regulation 1 Citation and commencement Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017 [SI 2017 No. 692]

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26 June 2017
1Published
22 June 2017

Regulation 56 Requirement to be registered

Table of Amendments

StatusVersionDetailsAmended provisionEffective dateNotes
2Initial commencement by Regulation 1 Citation and commencement Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017 [SI 2017 No. 692]

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26 June 2017
1Published
22 June 2017

Regulation 57 Applications for registration in a register maintained under regulation 54 or 55

Table of Amendments

StatusVersionDetailsAmended provisionEffective dateNotes
2Initial commencement by Regulation 1 Citation and commencement Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017 [SI 2017 No. 692]

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26 June 2017
1Published
22 June 2017

Regulation 58 Fit and proper test

Table of Amendments

StatusVersionDetailsAmended provisionEffective dateNotes
2Initial commencement by Regulation 1 Citation and commencement Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017 [SI 2017 No. 692]

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26 June 2017
1Published
22 June 2017

Regulation 59 Determination of applications for registration under regulations 54 and 55

Table of Amendments

StatusVersionDetailsAmended provisionEffective dateNotes
2Initial commencement by Regulation 1 Citation and commencement Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017 [SI 2017 No. 692]

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26 June 2017
1Published
22 June 2017

Regulation 60 Cancellation and suspension of registration in a register under regulation 54 or 55

Table of Amendments

StatusVersionDetailsAmended provisionEffective dateNotes
3Text substituted by Schedule 8, Part 3 Amendments to other secondary legislation (paras. 6-26) Payment Services Regulations 2017 [SI 2017 No. 752]

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(5)

13 January 2018
2Initial commencement by Regulation 1 Citation and commencement Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017 [SI 2017 No. 692]

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26 June 2017
1Published
22 June 2017

Part 7 Transfer of Funds (Information on the Payer) Regulations (regs. 61-64)

Table of Amendments

StatusVersionDetailsAmended provisionEffective dateNotes
1

Regulation 61 Interpretation

Table of Amendments

StatusVersionDetailsAmended provisionEffective dateNotes
2Initial commencement by Regulation 1 Citation and commencement Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017 [SI 2017 No. 692]

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26 June 2017
1Published
22 June 2017

Regulation 62 Transfer of funds supervisory authorities

Table of Amendments

StatusVersionDetailsAmended provisionEffective dateNotes
3Text substituted by Schedule 8, Part 3 Amendments to other secondary legislation (paras. 6-26) Payment Services Regulations 2017 [SI 2017 No. 752]

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1(b) and (c)

13 January 2018
2Initial commencement by Regulation 1 Citation and commencement Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017 [SI 2017 No. 692]

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26 June 2017
1Published
22 June 2017

Regulation 63 Duties of transfer of funds supervisory authorities

Table of Amendments

StatusVersionDetailsAffected provisionsEffective dateNotes
2Initial commencement by Regulation 1 Citation and commencement Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017 [SI 2017 No. 692] (MLRs 2017)

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26 June 2017
1Published
22 June 2017

Regulation 64 Obligations of payment service providers

Table of Amendments

StatusVersionDetailsAffected provisionsEffective dateNotes
3Paragraph omitted, Text omitted by Regulation 10 Part 7: Transfer of Funds (Information on the Payer) Regulations Money Laundering and Transfer of Funds (Information) (Amendment) (EU Exit) Regulations 2019 [SI 2019 No. 253]

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(1) and (2)

29 March 2019
2Initial commencement by Regulation 1 Citation and commencement Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017 [SI 2017 No. 692] (MLRs 2017)

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26 June 2017
1Published
22 June 2017

Part 8 Information and Investigation (regs. 65-74)

Table of Amendments

StatusVersionDetailsAmended provisionEffective dateNotes
1

Regulation 65 Interpretation

Table of Amendments

StatusVersionDetailsAmended provisionEffective dateNotes
2Initial commencement by Regulation 1 Citation and commencement Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017 [SI 2017 No. 692]

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26 June 2017
1Published
22 June 2017

Regulation 66 Power to require information

Table of Amendments

StatusVersionDetailsAmended provisionEffective dateNotes
2Initial commencement by Regulation 1 Citation and commencement Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017 [SI 2017 No. 692]

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26 June 2017
1Published
22 June 2017

Regulation 67 Requests in support of other authorities

Table of Amendments

StatusVersionDetailsAffected provisionsEffective dateNotes
2Initial commencement by Regulation 1 Citation and commencement Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017 [SI 2017 No. 692] (MLRs 2017)

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26 June 2017
1Published
22 June 2017

Regulation 68 Requests to other authorities

Table of Amendments

StatusVersionDetailsAmended provisionEffective dateNotes
2Initial commencement by Regulation 1 Citation and commencement Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017 [SI 2017 No. 692]

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26 June 2017
1Published
22 June 2017

Regulation 69 Entry, inspection of premises without a warrant etc

Table of Amendments

StatusVersionDetailsAffected provisionsEffective dateNotes
3Sub paragraph omitted by Regulation 11 Part 8: information and investigation Money Laundering and Transfer of Funds (Information) (Amendment) (EU Exit) Regulations 2019 [SI 2019 No. 253]

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(1)(b)(i)

29 March 2019
2Initial commencement by Regulation 1 Citation and commencement Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017 [SI 2017 No. 692] (MLRs 2017)

Compare against the previous version
26 June 2017
1Published
22 June 2017

Regulation 70 Entry of premises under warrant

Table of Amendments

StatusVersionDetailsAmended provisionEffective dateNotes
2Initial commencement by Regulation 1 Citation and commencement Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017 [SI 2017 No. 692]

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26 June 2017
1Published
22 June 2017

Regulation 71 Retention of documents taken under regulation 66 or 70

Table of Amendments

StatusVersionDetailsAmended provisionEffective dateNotes
2Initial commencement by Regulation 1 Citation and commencement Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017 [SI 2017 No. 692]

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26 June 2017
1Published
22 June 2017

Regulation 72 Provision of information and warrants: safeguards

Table of Amendments

StatusVersionDetailsAmended provisionEffective dateNotes
2Initial commencement by Regulation 1 Citation and commencement Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017 [SI 2017 No. 692]

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26 June 2017
1Published
22 June 2017

Regulation 73 Admissibility of statements

Table of Amendments

StatusVersionDetailsAmended provisionEffective dateNotes
2Initial commencement by Regulation 1 Citation and commencement Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017 [SI 2017 No. 692]

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26 June 2017
1Published
22 June 2017

Regulation 74 Powers of relevant officers

Table of Amendments

StatusVersionDetailsAmended provisionEffective dateNotes
2Initial commencement by Regulation 1 Citation and commencement Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017 [SI 2017 No. 692]

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26 June 2017
1Published
22 June 2017

Part 9 Enforcement (regs. 75-92)

Table of Amendments

StatusVersionDetailsAmended provisionEffective dateNotes
1

Chapter 1 General (reg. 75)

Table of Amendments

StatusVersionDetailsAmended provisionEffective dateNotes
1

Regulation 75 Meaning of "relevant requirement"

Table of Amendments

StatusVersionDetailsAmended provisionEffective dateNotes
2Initial commencement by Regulation 1 Citation and commencement Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017 [SI 2017 No. 692]

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26 June 2017
1Published
22 June 2017

Chapter 2 Civil penalties and notices (regs. 76-85)

Table of Amendments

StatusVersionDetailsAffected provisionsEffective dateNotes
1

Regulation 76 Power to impose civil penalties: fines and statements

Table of Amendments

StatusVersionDetailsAffected provisionsEffective dateNotes
3Sub paragraph omitted by Regulation 12 Part 9: Enforcement Money Laundering and Transfer of Funds (Information) (Amendment) (EU Exit) Regulations 2019 [SI 2019 No. 253]

Compare against the previous version
(6)(a)

29 March 2019
2Initial commencement by Regulation 1 Citation and commencement Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017 [SI 2017 No. 692] (MLRs 2017)

Compare against the previous version
26 June 2017
1Published
22 June 2017

Regulation 77 Power to impose civil penalties: suspension and removal of authorisation

Table of Amendments

StatusVersionDetailsAmended provisionEffective dateNotes
3Text substituted by Schedule 8, Part 3 Amendments to other secondary legislation (paras. 6-26) Payment Services Regulations 2017 [SI 2017 No. 752]

Compare against the previous version
2(a)(ii) and (ii) and (b)(a)(ii) and (iii)

13 January 2018
2Initial commencement by Regulation 1 Citation and commencement Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017 [SI 2017 No. 692]

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26 June 2017
1Published
22 June 2017

Regulation 78 Power to impose civil penalties: prohibitions on management

Table of Amendments

StatusVersionDetailsAmended provisionEffective dateNotes
2Initial commencement by Regulation 1 Citation and commencement Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017 [SI 2017 No. 692]

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26 June 2017
1Published
22 June 2017

Regulation 79 Imposition of civil penalties

Table of Amendments

StatusVersionDetailsAmended provisionEffective dateNotes
2Initial commencement by Regulation 1 Citation and commencement Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017 [SI 2017 No. 692]

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26 June 2017
1Published
22 June 2017

Regulation 80 Injunctions

Table of Amendments

StatusVersionDetailsAmended provisionEffective dateNotes
2Initial commencement by Regulation 1 Citation and commencement Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017 [SI 2017 No. 692]

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26 June 2017
1Published
22 June 2017

Regulation 81 The FCA: disciplinary measures (procedure)

Table of Amendments

StatusVersionDetailsAmended provisionEffective dateNotes
2Initial commencement by Regulation 1 Citation and commencement Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017 [SI 2017 No. 692]

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26 June 2017
1Published
22 June 2017

Regulation 82 The FCA: procedure (general)

Table of Amendments

StatusVersionDetailsAmended provisionEffective dateNotes
2Initial commencement by Regulation 1 Citation and commencement Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017 [SI 2017 No. 692]

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26 June 2017
1Published
22 June 2017

Regulation 83 The Commissioners: disciplinary measures (procedure)

Table of Amendments

StatusVersionDetailsAmended provisionEffective dateNotes
2Initial commencement by Regulation 1 Citation and commencement Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017 [SI 2017 No. 692]

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26 June 2017
1Published
22 June 2017

Regulation 84 Publication: the FCA

Table of Amendments

StatusVersionDetailsAmended provisionEffective dateNotes
3Paragraph substituted, Text substituted by Schedule 19, Part 2 Amendments of other legislation (paras. 228-429) Data Protection Act 2018 (c. 12)

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(10) and (11)

25 May 2018
2Initial commencement by Regulation 1 Citation and commencement Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017 [SI 2017 No. 692]

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26 June 2017
1Published
22 June 2017

Regulation 85 Publication: the Commissioners

Table of Amendments

StatusVersionDetailsAmended provisionEffective dateNotes
3Paragraph substituted, Text substituted by Schedule 19, Part 2 Amendments of other legislation (paras. 228-429) Data Protection Act 2018 (c. 12)

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(9) and (10)

25 May 2018
2Initial commencement by Regulation 1 Citation and commencement Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017 [SI 2017 No. 692]

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26 June 2017
1Published
22 June 2017

Chapter 3 Criminal offences, penalties and proceedings etc. (regs. 86-92)

Table of Amendments

StatusVersionDetailsAffected provisionsEffective dateNotes
1

Regulation 86 Criminal offence

Table of Amendments

StatusVersionDetailsAffected provisionsEffective dateNotes
2Initial commencement by Regulation 1 Citation and commencement Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017 [SI 2017 No. 692] (MLRs 2017)

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26 June 2017
1Published
22 June 2017

Regulation 87 Offences of prejudicing investigations

Table of Amendments

StatusVersionDetailsAmended provisionEffective dateNotes
2Initial commencement by Regulation 1 Citation and commencement Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017 [SI 2017 No. 692]

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26 June 2017
1Published
22 June 2017

Regulation 88 Information offences

Table of Amendments

StatusVersionDetailsAmended provisionEffective dateNotes
2Initial commencement by Regulation 1 Citation and commencement Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017 [SI 2017 No. 692]

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26 June 2017
1Published
22 June 2017

Regulation 89 Proceedings: general

Table of Amendments

StatusVersionDetailsAmended provisionEffective dateNotes
2Initial commencement by Regulation 1 Citation and commencement Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017 [SI 2017 No. 692]

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26 June 2017
1Published
22 June 2017

Regulation 90 Proceedings: jurisdiction

Table of Amendments

StatusVersionDetailsAmended provisionEffective dateNotes
2Initial commencement by Regulation 1 Citation and commencement Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017 [SI 2017 No. 692]

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26 June 2017
1Published
22 June 2017

Regulation 91 Proceedings: partnership or unincorporated association

Table of Amendments

StatusVersionDetailsAmended provisionEffective dateNotes
2Initial commencement by Regulation 1 Citation and commencement Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017 [SI 2017 No. 692]

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26 June 2017
1Published
22 June 2017

Regulation 92 Offence by bodies corporate, partnership or unincorporated association

Table of Amendments

StatusVersionDetailsAmended provisionEffective dateNotes
2Initial commencement by Regulation 1 Citation and commencement Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017 [SI 2017 No. 692]

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26 June 2017
1Published
22 June 2017

Part 10 Appeals (regs. 93-100)

Table of Amendments

StatusVersionDetailsAmended provisionEffective dateNotes
1

Chapter 1 Decisions of the FCA (reg. 93)

Table of Amendments

StatusVersionDetailsAmended provisionEffective dateNotes
1

Regulation 93 Appeals against decisions of the FCA

Table of Amendments

StatusVersionDetailsAffected provisionsEffective dateNotes
3Paragraph substituted by Regulation 4 Appeals against decisions of the Financial Conduct Authority and the Commissioners of Her Majesty's Revenue and Customs Money Laundering and Terrorist Financing (Miscellaneous Amendments) Regulations 2018 [SI 2018 No. 1337]

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(1)

10 January 2019
2Initial commencement by Regulation 1 Citation and commencement Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017 [SI 2017 No. 692] (MLRs 2017)

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26 June 2017
1Published
22 June 2017

Chapter 2 Decisions of the Commissioners (regs. 94-100)

Table of Amendments

StatusVersionDetailsAffected provisionsEffective dateNotes
1

Regulation 94 Offer of review

Table of Amendments

StatusVersionDetailsAmended provisionEffective dateNotes
2Initial commencement by Regulation 1 Citation and commencement Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017 [SI 2017 No. 692]

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26 June 2017
1Published
22 June 2017

Regulation 95 Review by the Commissioners

Table of Amendments

StatusVersionDetailsAmended provisionEffective dateNotes
2Initial commencement by Regulation 1 Citation and commencement Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017 [SI 2017 No. 692]

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26 June 2017
1Published
22 June 2017

Regulation 96 Extensions of time

Table of Amendments

StatusVersionDetailsAmended provisionEffective dateNotes
2Initial commencement by Regulation 1 Citation and commencement Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017 [SI 2017 No. 692]

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26 June 2017
1Published
22 June 2017

Regulation 97 Review out of time

Table of Amendments

StatusVersionDetailsAmended provisionEffective dateNotes
2Initial commencement by Regulation 1 Citation and commencement Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017 [SI 2017 No. 692]

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26 June 2017
1Published
22 June 2017

Regulation 98 Nature of review etc

Table of Amendments

StatusVersionDetailsAmended provisionEffective dateNotes
2Initial commencement by Regulation 1 Citation and commencement Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017 [SI 2017 No. 692]

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26 June 2017
1Published
22 June 2017

Regulation 99 Appeals against decisions of the Commissioners

Table of Amendments

StatusVersionDetailsAffected provisionsEffective dateNotes
3Paragraph substituted by Regulation 4 Appeals against decisions of the Financial Conduct Authority and the Commissioners of Her Majesty's Revenue and Customs Money Laundering and Terrorist Financing (Miscellaneous Amendments) Regulations 2018 [SI 2018 No. 1337]

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(1)

10 January 2019
2Initial commencement by Regulation 1 Citation and commencement Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017 [SI 2017 No. 692] (MLRs 2017)

Compare against the previous version
26 June 2017
1Published
22 June 2017

Regulation 100 Appeals against decisions of the Commissioners: procedure

Table of Amendments

StatusVersionDetailsAmended provisionEffective dateNotes
2Initial commencement by Regulation 1 Citation and commencement Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017 [SI 2017 No. 692]

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26 June 2017
1Published
22 June 2017

Part 11 Miscellaneous Provisions (regs. 101-110)

Table of Amendments

StatusVersionDetailsAmended provisionEffective dateNotes
1

Regulation 101 Recovery of charges and penalties through the court

Table of Amendments

StatusVersionDetailsAmended provisionEffective dateNotes
2Initial commencement by Regulation 1 Citation and commencement Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017 [SI 2017 No. 692]

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26 June 2017
1Published
22 June 2017

Regulation 102 Costs of supervision

Table of Amendments

StatusVersionDetailsAmended provisionEffective dateNotes
2Initial commencement by Regulation 1 Citation and commencement Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017 [SI 2017 No. 692]

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26 June 2017
1Published
22 June 2017

Regulation 103 Obligations on public authorities

Table of Amendments

StatusVersionDetailsAmended provisionEffective dateNotes
2Initial commencement by Regulation 1 Citation and commencement Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017 [SI 2017 No. 692]

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26 June 2017
1Published
22 June 2017

Regulation 104 Suspicious activity disclosures

Table of Amendments

StatusVersionDetailsAmended provisionEffective dateNotes
2Initial commencement by Regulation 1 Citation and commencement Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017 [SI 2017 No. 692]

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26 June 2017
1Published
22 June 2017

Regulation 105 Disclosure by the Commissioners

Table of Amendments

StatusVersionDetailsAmended provisionEffective dateNotes
3Text substituted by Schedule 8, Part 3 Amendments to other secondary legislation (paras. 6-26) Payment Services Regulations 2017 [SI 2017 No. 752]

Compare against the previous version
(1)

13 January 2018
2Initial commencement by Regulation 1 Citation and commencement Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017 [SI 2017 No. 692]

Compare against the previous version
26 June 2017
1Published
22 June 2017

Regulation 106 General restrictions

Table of Amendments

StatusVersionDetailsAmended provisionEffective dateNotes
3Paragraph substituted by Schedule 19, Part 2 Amendments of other legislation (paras. 228-429) Data Protection Act 2018 (c. 12)

Compare against the previous version
(a)

25 May 2018
2Initial commencement by Regulation 1 Citation and commencement Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017 [SI 2017 No. 692]

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26 June 2017
1Published
22 June 2017

Regulation 107 Transfers between the United Kingdom and the Channel Islands and the Isle of Man

Table of Amendments

StatusVersionDetailsAmended provisionEffective dateNotes
2Initial commencement by Regulation 1 Citation and commencement Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017 [SI 2017 No. 692]

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26 June 2017
1Published
22 June 2017

Regulation 108 Review

Table of Amendments

StatusVersionDetailsAmended provisionEffective dateNotes
2Initial commencement by Regulation 1 Citation and commencement Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017 [SI 2017 No. 692]

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26 June 2017
1Published
22 June 2017

Regulation 109 Consequential amendments

Table of Amendments

StatusVersionDetailsAmended provisionEffective dateNotes
2Initial commencement by Regulation 1 Citation and commencement Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017 [SI 2017 No. 692]

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26 June 2017
1Published
22 June 2017

Regulation 110 Revocation and saving provisions

Table of Amendments

StatusVersionDetailsAmended provisionEffective dateNotes
2Initial commencement by Regulation 1 Citation and commencement Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017 [SI 2017 No. 692]

Compare against the previous version
26 June 2017