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Version status: In force | Document consolidation status: Updated to reflect all known changes
Version date: 16 May 2022 - onwards
Version 20 of 20

Schedule - Arrangements not amounting to amounting to a collective investment scheme

Article 3

Individual investment management arrangements

1. Arrangements do not amount to a collective investment scheme if -

(a) the property to which the arrangements relate (other than cash awaiting investment) consists of investments of one or more of the following kinds:

(i) an investment of the kind specified by any of articles 76 to 80 of the Regulated Activities Order;

(ii) an investment of the kind specified by article 81 of that Order (units in a collective investment scheme) so far as relating to authorised unit trust schemes, authorised contractual schemes, recognised schemes or shares in an open-ended investment company; or

(iii) a contract of long term insurance;

(b) each participant is entitled to a part of that property and to withdraw that part at any time; and