1. UK Financial Services Law
  2. Legislation (UK)
  3. Statutory Instruments
  4. 2001
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  1. Financial Services and Markets Act 2000 (Professions) (Non-Exempt Activities) Order 2001 [SI 2001 No. 1227]
  2. Activities to which exemption from the general prohibition does not apply (arts. 3-8)
  3. Article 7
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Version status: In force | Document consolidation status: Updated to reflect all known changes
Version date: 1 December 2001 - onwards
  Version 2 of 2    

Article 7

(1) Advising a person to become a member of a particular Lloyd's syndicate.

(2) Paragraph (1) does not apply to advice which endorses that of an authorised person with permission to give such advice or a person who is an exempt person in relation to the giving of such advice.

Comparing proposed amendment...
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