(1) For the purposes of section 213(10) of the Act (certain persons not to be regarded as relevant persons unless they elect to participate), the following categories are prescribed -

(a) any investment firm;

(b) any credit institution;

(c) any insurance intermediary;

(d) any relevant management company;

(e) any relevant AIFM; and

(f) any relevant mortgage intermediary.

(2) The persons mentioned in paragraph (1)(a), (b), (c) and (f) are prescribed in relation to all authorised activities.

(3) A relevant management company is prescribed in relation to all authorised activities other than any collective portfolio management services set out in Annex II to the UCITS directive which it is providing to a UCITS in the United Kingdom.

(4) A relevant AIFM is prescribed in relation to all authorised activities other than -