Financial Services and Markets Act 2000 (EEA Passport Rights) Regulations 2001 [SI 2001 No. 2511]

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Version status: In force | Document consolidation status: Updated to reflect all known changes

Published date: 12 July 2001

Consolidation Status: Updated to reflect all known changes

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	Introductory Text
	Part I General (reg. 1)
In force	Regulation 1 Citation, commencement and interpretation
	Part II Exercise of Passport Rights by EEA Firms (regs. 2-10)
	Contents of consent notice and regulator's notice (regs. 2-3)
In force	Regulation 2 Establishment of a branch: contents of consent notice
In force	Regulation 2A Prescribed cases: establishment
In force	Regulation 3 Provision of services: contents of regulator's notice
In force	Regulation 3A Notice of qualification for authorisation
	Changes relating to EEA ﬁrms (regs. 4-7C)
In force	Regulation 4 Management companies, credit institutions and ﬁnancial institutions: changes to branch details
In force	Regulation 4A Investment firms: changes to branch details
In force	Regulation 5 Management companies: changes to services
In force	Regulation 5A Investment firms: changes to services
In force	Regulation 6 Insurance ﬁrms: changes to branch details
In force	Regulation 7 Insurance ﬁrms: changes to services
In force	Regulation 7A EEA AIFM: changes to branch details or services
In force	Regulation 7B EEA mortgage intermediary: changes to branch details or services
In force	Regulation 7C Insurance intermediary: changes to branch details or services
	Cancellation of qualiﬁcation for authorisation (regs. 8-9)
In force	Regulation 8 EEA ﬁrms ceasing to carry on regulated activities in the United Kingdom
In force	Regulation 9 Financial institutions giving up right to authorisation
In force	Regulation 9A EEA mortgage intermediaries giving up right to authorisation
	Applications for approval under section 60 by EEA ﬁrms (reg. 10)
In force	Regulation 10 Applications for approval under section 60 by EEA ﬁrms
	Part III Exercise of Passport Rights by UK Firms (regs. 11-19)
	Changes relating to UK ﬁrms (regs. 11-18)
In force	Regulation 10A Meaning of "the appropriate UK regulator
In force	Regulation 11 UK management companies, credit institutions and ﬁnancial institutions: changes to branch details
In force	Regulation 11A UK investment firms: changes to branch details
In force	Regulation 12 UK management companies: changes to services
In force	Regulation 12A UK investment firms: changes to services
In force	Regulation 13 UK insurance firms: changes to relevant EEA details of branches
In force	Regulation 14 Relevant EEA details for the purposes of regulation 13
In force	Regulation 15 UK insurance firms: changes to relevant UK details of branches
In force	Regulation 16 UK insurance firms: changes to services
In force	Regulation 17 Relevant details for the purposes of regulation 16
In force	Regulation 17A Full-scope UK AIFM: changes to branch details or services
In force	Regulation 17B UK firm exercising an EEA right under the mortgages directive: changes to branch details or services
In force	Regulation 17C UK firm exercising an EEA right under the insurance distribution directive: changes to branch details or services
In force	Regulation 17D Relevant details for the purpose of regulation 17C
In force	Regulation 18 Offences relating to failure to notify changes
	UK ﬁrms: scope of outward passport (reg. 19)
In force	Regulation 19 UK firms: scope of outward passport
	Part IIIA Treaty Firms (reg. 19A)
In force	Regulation 19A Notice of qualification for authorisation
	Part IV Transitional Provisions (regs. 20-21)
In force	Regulation 20 Changes relating to EEA ﬁrms: procedures partly completed at commencement
In force	Regulation 21 Changes relating to UK ﬁrms: procedures partly completed at commencement
	Signature
	Explanatory Note

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