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Version status: In force | Document consolidation status: Updated to reflect all known changes
Version date: 1 January 2014 - onwards
Version 2 of 2

Article 4 Appropriate regulator

The appropriate regulator for the purposes of each provision of Part 14 and sections 380, 382 and 384 of FSMA is -

(a) in relation to a contravention of a requirement imposed by Article 4(1), 5a, 8b, 8c or 8d of the CRA Regulation, the FCA;

(b) in relation to a contravention of a requirement imposed by a CRD4 instrument -

(i) the PRA, in the case of a PRA-authorised person; and

(ii) the FCA, in the case of any other person.