Date-stamp loading
Version status: In force | Document consolidation status: No known changes
Version date: 1 October 2005 - onwards
  Version 2 of 2    

Article 2 Amendments to the Regulated Activities Order

(1) The Financial Services and Markets Act 2000 (Regulated Activities) Order 2001 [S.I. 2001/544; article 72D was inserted by S.I. 2003/1476, articles 2 and 11.] is amended as follows.

(2) In article 4(4)(b) [As amended by S.I. 2002/682, article 11. ] (specified activities: general), for "69 and 70" substitute "69, 70 and 72E".

(3) After article 72D (large risks contracts where risk situated outside the EEA) insert -

"72E. Business Angel-led Enterprise Capital Funds

(1) A body corporate of a type specified in paragraph (7) does not carry on the activity of the kind specified by article 21 by entering as agent into a transaction on behalf of the participants of a Business Angel-led Enterprise Capital Fund.

(2) There are excluded from article 25(1) and (2) arrangements, made by a body corporate of a type specified in paragraph (7), for or with a view to a transaction which is or is to be entered into by or on behalf of the participants in a Business Angel-led Enterprise Capital Fund.

(3)

Comparing proposed amendment...