Date-stamp loading
Version status: Revoked | Document consolidation status: Updated to reflect all known changes
Version date: 26 June 2017 - onwards
  Version 5 of 5    

Regulation 4 Exclusions

Revoked from 26 June 2017

(1) These Regulations do not apply to the following persons when carrying out any of the following activities -

(a) a society registered under the Industrial and Provident Societies Act 1965 [1965 c. 12.], when it -

(i) issues withdrawable share capital within the limit set by section 6 of that Act (maximum shareholding in society); or

(ii) accepts deposits from the public within the limit set by section 7(3) of that Act (carrying on of banking by societies);

(b) a society registered under the Industrial and Provident Societies Act (Northern Ireland) 1969 [1969 c. 24 (N.I.).], when it -

(i) issues withdrawable share capital within the limit set by section 6 of that Act (maximum shareholding in society); or

(ii) accepts deposits from the public within the limit set by section 7(3) of that Act (carrying on of banking by societies);

(c) a person who is (or falls within a class of persons) specified in any of paragraphs 2 to 23, 25 to 38 or 40 to 49 of the Schedule to the Financial Se

Comparing proposed amendment...