Version status: Entered into force | Document consolidation status: No known changes
Version date: 20 June 2013 - onwards
  Version 2 of 2    

Annex II

Annex III to Regulation (EC) No 1060/2009 is amended as follows:

(1) Section I is amended as follows:

(a) points 19 to 22 are replaced by the following:

‘19. The credit rating agency infringes Article 6(2), in conjunction with point 1 of Section B of Annex I, by not identifying, eliminating, or managing and disclosing, clearly or prominently, any actual or potential conflicts of interest that may influence the analyses or judgments of its rating analysts, employees, or any other natural person whose services are placed at the disposal or under the control of the credit rating agency and who are directly involved in credit rating activities or persons approving credit ratings and rating outlooks.

20. The credit rating agency infringes Article 6(2), in conjunction with the first paragraph of point 3 of Section B of Annex I, by issuing a credit rating or rating outlook in any of the circumstances set out in the first paragraph of that point or, in the case of an existing credit rating o