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  1. Regulation 1287/2006/EC - MiFID Regulation
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Version status: Applicable | Document consolidation status: No known changes
Published date: 2 September 2006

Regulation 1287/2006/EC - MiFID Regulation

Consolidation Status: No known changes
Comparing proposed amendment...
Recitals
Chapter I General (arts. 1-6)
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 Article 1 Subject-matter and scope
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 Article 2 Definitions
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 Article 3 Transactions related to an individual share in a portfolio trade and volume weighted average price transactions
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 Article 4 References to trading day
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 Article 5 References to transaction
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 Article 6 First admission to trading of a share on a regulated market
Chapter II Record-keeping: client orders and transactions (arts. 7-8)
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 Article 7 Record-keeping of client orders and decisions to deal
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 Article 8 Record-keeping of transactions
Chapter III Transaction reporting (arts. 9-16)
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 Article 9 Determination of the most relevant market in terms of liquidity
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 Article 10 Alternative determination of most relevant market in terms of liquidity
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 Article 11 List of financial instruments
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 Article 12 Reporting channels
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 Article 13 Content of the transaction report
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 Article 14 Exchange of information on transactions
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 Article 15 Request for cooperation and exchange of information
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 Article 16 Determination of the substantial importance of a regulated market's operations in a host Member State
Chapter IV Market transparency (arts. 17-34)
Section 1 Pre-trade transparency for regulated markets and MTFs (arts. 17-20)
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 Article 17 Pre-trade transparency obligations
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 Article 18 Waivers based on market model and type of order or transaction
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 Article 19 References to negotiated transaction
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 Article 20 Waivers in relation to transactions which are large in scale
Section 2 Pre-trade transparency for systematic internalisers (arts. 21-26)
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 Article 21 Criteria for determining whether an investment firm is a systematic internaliser
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 Article 22 Determination of liquid shares
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 Article 23 Standard market size
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 Article 24 Quotes ref lecting prevailing market conditions
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 Article 25 Execution of orders by systematic internalisers
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 Article 26 Retail size
Section 3 Post-trade transparency for regulated markets, MTFs and investment firms (arts. 27-28)
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 Article 27 Post-trade transparency obligation
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 Article 28 Deferred publication of large transactions
Section 4 Provisions common to pre- and post-trade transparency (arts. 29-34)
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 Article 29 Publication and availability of pre- and post-trade transparency data
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 Article 30 Public availability of pre- and post-trade information
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 Article 31 Disclosure of client limit orders
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 Article 32 Arrangements for making information public
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 Article 33 Calculations and estimates for shares admitted to trading on a regulated market
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 Article 34 Publication and effect of results of required calculations and estimates
Chapter V Admission of financial instruments to trading (arts. 35-37)
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 Article 35 Transferable securities
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 Article 36 Units in collective investment undertakings
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 Article 37 Derivatives
Chapter VI Derivative financial instruments (arts. 38-39)
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 Article 38 Characteristics of other derivative financial instruments
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 Article 39 Derivatives within Section C(10) of Annex I to Directive 2004/39/EC
Chapter VII Final provisions (arts. 40-41)
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 Article 40 Re-examinations
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 Article 41 Entry into force
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 Annex I
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 Annex II
Done at
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