Commission Regulation (EU) No 1031/2010 of 12 November 2010 on the timing, administration and other aspects of auctioning of greenhouse gas emission allowances pursuant to Directive 2003/87/EC of the European Parliament and of the Council establishing a scheme for greenhouse gas emission allowances trading within the Community

Comparing proposed amendment...


	Recitals
	Chapter I General provisioins (arts. 1-3)
Repealed	Article 1 Subject matter
Repealed	Article 2 Scope
Repealed	Article 3 Definitions
	Chapter II The design of the auctions (arts. 4-7)
Repealed	Article 4 Auctioned products
Repealed	Article 5 Auction format
Repealed	Article 6 Submission and withdrawal of bids
Repealed	Article 7 Auction clearing price and resolution of tied bids
	Chapter III Auction calendar (arts. 8-14)
Repealed	Article 8 Timing and frequency
Repealed	Article 9 Circumstances preventing the conduct of auctions
Repealed	Article 10 Annual volumes of the auctioned allowances covered by Chapter III of Directive 2003/87/EC
Repealed	Article 11 Calendar for individual auctions of allowances covered by Chapter III of Directive 2003/87/EC auctioned by auction platforms appointed pursuant to Article 26(1) of this Regulation
Repealed	Article 12 Annual volumes of auctioned allowances covered by Chapter II of Directive 2003/87/EC
Repealed	Article 13 Calendar for individual auctions of allowances covered by Chapter II of Directive 2003/87/EC auctioned by auction platforms appointed pursuant to Article 26(1) of this Regulation
Repealed	Article 14 Adjustments of the auction calendar
	Chapter IV Access to the auctions (arts. 15-21)
Repealed	Article 15 Persons who may submit bids directly in an auction
Repealed	Article 16 Means of access
Repealed	Article 17 Training and helpline
Repealed	Article 18 Persons eligible to apply for admission to bid
Repealed	Article 19 Requirements for admission to bid
Repealed	Article 20 Submission and processing of applications for admission to bid
Repealed	Article 21 Refusal, revocation or suspension of admission
	Chapter V Appointment of the auctioneer and its functions (arts. 22-23)
Repealed	Article 22 Appointment of the auctioneer
Repealed	Article 23 The auctioneer's functions
	Chapter VI
Repealed	Article 24 Auctioning of allowances for the Innovation Fund and the Modernisation Fund
Repealed	Article 25 Procedure for cancellation of allowances pursuant to Article 12(4) of Directive 2003/87/EC
	Chapter VII Appointment of an auction platform by member states participating in a joint action with the commission and its functions (arts. 26-29)
Repealed	Article 26 Appointment of an auction platform through joint action of the Member States with the Commission
Repealed	Article 27 Functions of the auction platform appointed pursuant to Article 26(1)
Deleted	Article 28 Functions of the auction platform appointed pursuant to Article 26(2)
Repealed	Article 29 Services provided to the Commission by the auction platforms appointed pursuant to Article 26(1)
	Chapter VIII Appointment of auctioin platforms by member states opting to have their own auction platform and their functions (arts. 30-33)
Repealed	Article 30 Appointment of any auction platform other than an auction platform appointed pursuant to Article 26(1)
Repealed	Article 31 Functions of auction platforms other than the auction platforms appointed pursuant to Article 26(1)
Repealed	Article 32 Auction calendar for any auction platform other than the auction platforms appointed pursuant to Article 26(1)
Deleted	Article 33 Review of this Regulation
	Chapter IX Appointment requirements applicable to the auctioneer and any auction platform (arts. 34-35)
Repealed	Article 34 Appointment requirements applicable to the auctioneer
Repealed	Article 35 Appointment requirements applicable to any auction platform
	Chapter X Reporting on transactions (arts. 36-43)
Repealed	Article 36 Obligation to report transactions
Deleted	Article 37 Definitions for market abuse regime applicable to auctioned products other than financial instruments within the meaning of Article 1(3) of Directive 2003/6/EC
Deleted	Article 38 Prohibition of insider dealing
Deleted	Article 39 Other prohibited uses of inside information
Deleted	Article 40 Other persons covered by the prohibition of inside dealing
Deleted	Article 41 Prohibition of market manipulation
Deleted	Article 42 Specific requirements to mitigate the risk of market abuse
Deleted	Article 43 Supervision and enforcement
	Chapter XI Payment and transfer of the auction proceeds (atrs. 44-45)
Repealed	Article 44 Payment by successful bidders and transfer of proceeds to the Member States
Repealed	Article 45 Consequences of late or non-payment
	Chapter XII Delivery of the auctioned allowances (arts. 46-48)
Repealed	Article 46 Transfer of the auctioned allowances
Repealed	Article 47 Delivering the auctioned allowances
Repealed	Article 48 Late delivery of the auctioned allowances
	Chapter XIII Management of collateral (arts. 49-50)
Repealed	Article 49 Collateral given by the bidder
Repealed	Article 50 Collateral given by the auctioneer
	Chapter XIV Fees and costs (arts. 51-52)
Repealed	Article 51 Structure and level of fees
Repealed	Article 52 Costs of the auction process
	Chapter XV Auction surveillance, remedial measures and sanctions (arts. 53-59)
Repealed	Article 53 Monitoring of auctions
Repealed	Article 54 Monitoring the relationship with bidders
Repealed	Article 55 Notification of money laundering, terrorist financing or criminal activity
Repealed	Article 56 Notification of market abuse
Repealed	Article 57 Maximum bid-size and other remedial measures
Repealed	Article 58 Market conduct rules or any other contractual arrangements
Repealed	Article 59 Conduct rules for other persons authorised to bid on behalf of others pursuant to Article 18(1)(b) and (c) and Article 18(2)
	Chapter XVI Transparency and confidentiality (arts. 60-63)
Repealed	Article 60 Publication
Repealed	Article 61 Announcement and notification of the auction results
Repealed	Article 62 Protection of confidential information
Repealed	Article 63 Language regime
	Chapter XVII Final provisions (arts. 64-66)
Repealed	Article 64 Right of appeal
Repealed	Article 65 Correction of errors
Repealed	Article 66 Entry into force
Repealed	Annex I Template for the notification of voluntary cancellation by a Member State under Article 12(4) of Directive 2003/87/EC
Repealed	Annex II List of the elements referred to in Article 20(3)
Repealed	Annex III Auction platforms other than those appointed pursuant to Article 26(1), their appointing Member States and any applicable conditions or obligations referred to in Article 30(7)
Deleted	Annex IV Adjustments to the volumes of allowances (in million) to be auctioned in 2013-20 referred to in Article 10(2)
	Done at

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