1. Irish Financial Services Law
  2. Legislation (IE)
  3. Statutory Instruments
  4. 2015
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  1. Central Bank (Supervision and Enforcement) Act 2013 (Section 48(1)) (Undertakings for Collective Investment in Transferable Securities) Regulations 2015 [S.I. No. 420 of 2015]
  2. Part 2 Restrictions on UCITS (regs. 3-43)
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Part 2 Restrictions on UCITS (regs. 3-43)

Comparing proposed amendment...
Chapter 1 General (regs. 3-9A)
Revoked
 Regulation 3 General restrictions
Revoked
 Regulation 4 Eligible assets: transferable securities
Revoked
 Regulation 5 Closed-ended funds
Revoked
 Regulation 6 Money-market instruments
Revoked
 Regulation 7 Deposits with credit institutions
Revoked
 Regulation 8 Financial derivative instruments
Revoked
 Regulation 9 Financial Index
Revoked
 Regulation 9A Investment through subsidiaries
Chapter 2 Investment Restrictions (regs. 10-14)
Revoked
 Regulation 10 Investment funds
Revoked
 Regulation 11 Ancillary liquidity
Revoked
 Regulation 12 Recently issued transferable securities
Revoked
 Regulation 13 Financial derivative instruments
Revoked
 Regulation 14 Borrowings by a UCITS
Chapter 3 Financial Derivative Instruments (regs. 15-22)
Revoked
 Regulation 15 Cover requirements
Revoked
 Regulation 16 Risk management process and reporting
Revoked
 Regulation 17 Calculation of global exposure
Revoked
 Regulation 18 Global exposure: commitment approach (structured UCITS)
Revoked
 Regulation 19 Global exposure: Value at Risk approach
Revoked
 Regulation 20 Back-testing
Revoked
 Regulation 21 Stress-testing
Revoked
 Regulation 22 Value at Risk approach: additional safeguards
Chapter 4 Efficient Portfolio Management (regs. 23-25)
Revoked
 Regulation 23 Portfolio management techniques
Revoked
 Regulation 24 Collateral
Revoked
 Regulation 25 Repurchase and reverse repurchase agreements
Chapter 5 Share Classes (reg. 26)
Revoked
 Regulation 26 Creation of share classes in a UCITS
Chapter 6 Constitutional Documents (regs. 27-32)
Revoked
 Regulation 27 Fees
Revoked
 Regulation 28 Investment
Revoked
 Regulation 29 Umbrella UCITS
Revoked
 Regulation 30 Distributions out of, and charging of fees and expenses to, capital
Revoked
 Regulation 31 Dealing in specie
Revoked
 Regulation 32 Replacement of depositary
Chapter 7 Dealing (reg. 33)
Revoked
 Regulation 33 Subscriptions and redemptions
Chapter 8 Valuation (regs. 34-38)
Revoked
 Regulation 34 Valuation policy
Revoked
 Regulation 35 Dealing
Revoked
 Regulation 36 Methods of valuation
Revoked
 Regulation 37 Responsibility for valuation policy
Revoked
 Regulation 38 Anti-dilution levy
Chapter 9 Remuneration (reg. 39)
Revoked
 Regulation 39 Restriction on payment of certain fees
Chapter 10 Transactions involving Connected Persons (regs. 40-41)
Revoked
 Regulation 40 Interpretation: Chapter 10 of Part 2
Revoked
 Regulation 41 Restrictions on transactions with connected persons
Chapter 11 Directed Brokerage Services (regs. 42-43)
Revoked
 Regulation 42 Rebates of commission
Revoked
 Regulation 43 Costs, fees and expenses of directed brokerage services
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