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Regulation 596/2014/EU - Market Abuse Regulation (MAR)RecitalsChapter 1 General provisions (arts. 1-6)Article 1 Subject matterArticle 2 ScopeArticle 3 DefinitionsArticle 4 Notifications and list of financial instrumentsArticle 5 Exemption for buy-back programmes and stabilisationArticle 6 Exemption for monetary and public debt management activities and climate policy activitiesChapter 2 Inside information, insider dealing, unlawful disclosure of inside information and market manipulation (arts. 7-16)Article 7 Inside informationArticle 8 Insider dealingArticle 9 Legitimate behaviourArticle 10 Unlawful disclosure of inside informationArticle 11 Market soundingsArticle 12 Market manipulationArticle 13 Accepted market practicesArticle 14 Prohibition of insider dealing and of unlawful disclosure of inside informationArticle 15 Prohibition of market manipulationArticle 16 Prevention and detection of market abuseChapter 3 Disclosure requirements (arts. 17-21)Article 17 Public disclosure of inside informationArticle 18 Insider listsArticle 19 Managers' transactionsArticle 20 Investment recommendations and statisticsArticle 21 Disclosure or dissemination of information in the mediaArticle 21a Accessibility of information on the European single access pointChapter 4 ESMA and competent authorities (arts. 22-29)Article 22 Competent authoritiesArticle 23 Powers of competent authoritiesArticle 24 Cooperation with ESMAArticle 25 Obligation to cooperateArticle 25a Mechanism to exchange order dataArticle 25b Collaboration platformsArticle 26 Cooperation with third countriesArticle 27 Professional secrecyArticle 28 Data protectionArticle 29 Disclosure of personal data to third countriesChapter 5 Administrative measures and sanctions (arts. 30-34)Article 30 Administrative sanctions and other administrative measuresArticle 31 Exercise of supervisory powers and imposition of sanctionsArticle 32 Reporting of infringementsArticle 33 Exchange of information with ESMAArticle 34 Publication of decisionsChapter 6 Delegated acts and implementing acts (arts. 35-36)Article 35 Exercise of the delegationArticle 36 Committee procedureChapter 7 Final provisions (arts. 37-39)Article 37 Repeal of Directive 2003/6/EC and its implementing measuresArticle 38 ReportsArticle 39 Entry into force and applicationAnnex IAnnex II Correlation tableDone at
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Version status: Applicable | Document consolidation status: Updated to reflect all known changes
Version date: 3 January 2018 - onwards
Version 4 of 4

Article 4 Notifications and list of financial instruments

1. Market operators of regulated markets and investment firms and market operators operating an MTF or an OTF shall, without delay, notify the competent authority of the trading venue of any financial instrument for which a request for admission to trading on their trading venue is made, which is admitted to trading, or which is traded for the first time.

They shall also notify the competent authority of the trading venue when a financial instrument ceases to be traded or to be admitted to trading, unless the date on which the financial instrument ceases to be traded or to be admitted to trading is known and was referred to in the notification made in accordance with the first subparagraph.

Notifications referred to in this paragraph shall include, as appropriate, the names and identifiers of the financial instruments concerned, and the date and time of the request for admission to trading, admission to trading, and the date and time of the first trade.

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