Annex III
Table 1 Data to be provided to ESMA for fees received for subscription or investor-pays based rating services
This is to be provided on a per client basis for:
(i) the top 100 Clients in revenue terms for this type of credit rating service;
(ii) as well as all other Clients who are subscribers or pay for ratings as an investor and are also rated by the credit rating agency group.
|
No. |
Field name |
Description |
Type |
Standard |
|---|---|---|---|---|
|
1 |
CRA identifier |
Code used to identify the reporting credit rating agency. It is provided by ESMA upon registration. |
Mandatory. |
|
|
2 |
Client identifier |
Code used internally by the system to identify the client who is paying, being invoiced or otherwise negotiating rates with the credit rating agency to receive the credit rating service. |
Mandatory. |
|
|
3 |
Fees per client |
Total fees billed from the Client for subscription based rating services provided in prior calendar year. |
Mandatory. |