Version status: Entered into force | Document consolidation status: No known changes

Published date: 28 January 2016

Commission Delegated Regulation (EU) 2016/98 of 16 October 2015 supplementing Directive 2013/36/EU of the European Parliament and of the Council with regard to regulatory technical standards for specifying the general conditions for the functioning of colleges of supervisors (Text with EEA relevance)

	Recitals
	Chapter 1 General provisions (art. 1)
	Article 1 Subject matter
	Chapter 2 Conditions regarding the functioning of colleges formed in accordance with Article 116 of Directive 2013/36/EU (arts. 2-22)
	Section 1 Establishment and functioning of colleges (arts. 2-8)
	Article 2 Establishment of the mapping of a group of institutions
	Article 3 Designation of the members and observers of a college
	Article 4 Communication of the setting up and composition of a college
	Article 5 Establishment of the written coordination and cooperation arrangements
	Article 6 Participation in college meetings and activities
	Article 7 Entrustment of tasks and delegation of responsibilities
	Article 8 Exchange of information between college members and a group of institutions
	Section 2 Planning and coordination of supervisory activities in going concern situations (arts. 9-16)
	Article 9 General conditions with regard to exchange of information between the consolidating supervisor and college members
	Article 10 Information exchange for performing group risk assessments and reaching joint decisions
	Article 11 Information exchange with regard to the ongoing review of the permission to use internal approaches and non-material extensions or changes in internal models
	Article 12 Information exchange on early warning signs, potential risks and vulnerabilities
	Article 13 Information exchange with regard to non-compliance and sanctions
	Article 14 Information exchange for the assessment of the group recovery plan
	Article 15 Information exchange with regard to group financial support agreements
	Article 16 Establishment and update of the college supervisory examination programme
	Section 3 Planning and coordination of supervisory activities in preparation for and during emergency situations (arts. 17-22)
	Article 17 Establishment of a college framework for emergency situations
	Article 18 General conditions with regard to exchange of information during an emergency situation
	Article 19 Coordination of the supervisory assessment of an emergency situation
	Article 20 Coordination of the supervisory response to an emergency situation
	Article 21 Monitoring of the implementation of the coordinated supervisory response to an emergency situation
	Article 22 Coordination of external communication in an emergency situation
	Chapter 3 Conditions regarding the functioning of colleges formed in accordance with Article 51(3) of Directive 2013/36/EU (arts. 23-38)
	Section 1 Establishment and functioning of colleges (arts. 23-27)
	Article 23 Designation of the members and observers of a college
	Article 24 Communication of the setting up and composition of a college
	Article 25 Establishment of the written coordination and cooperation arrangements
	Article 26 Participation in college meetings and activities
	Article 27 Conditions for communication
	Section 2 Planning and coordination of supervisory activities in going concern situations (arts. 28-31)
	Article 28 General conditions with regard to exchange of information between the competent authorities of the home Member State and college members
	Article 29 Information exchange for the outcome of the supervisory review and evaluation process
	Article 30 Information exchange for the assessment of the recovery plan
	Article 31 Establishment and update of the college supervisory examination programme
	Section 3 Planning and coordination of supervisory activities in preparation for and during emergency situations and final provisions (arts. 32-38)
	Article 32 Establishment of a college framework for emergency situations
	Article 33 General conditions with regard to exchange of information during an emergency situation
	Article 34 Coordination of the supervisory assessment of an emergency situation
	Article 35 Coordination of the supervisory response to an emergency situation
	Article 36 Monitoring of the implementation of the coordinated supervisory response to an emergency situation
	Article 37 Coordination of external communication in an emergency situation
	Article 38 Entry into force
	Done at