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Title VI Authorisation, registration and supervision of administrator (arts. 34-48n)

Comparing proposed amendment...
Chapter 1 Authorisation and registration (arts. 34-36)
Applicable
Article 34 Authorisation and registration of an administrator
Applicable
Article 35 Withdrawal or suspension of authorisation or registration
Applicable
Article 36 Register of administrators and benchmarks
Chapter 2 Supervisory cooperation (arts. 37-39)
Applicable
Article 37 Delegation of tasks between competent authorities
Applicable
Article 38 Disclosure of information from another Member State
Applicable
Article 39 Cooperation on on-site inspections and investigations
Chapter 3 Role of competent authorities (arts. 40-48)
Applicable
Article 40 Competent authorities
Applicable
Article 41 Powers of competent authorities
Amended
Article 42 Administrative sanctions and other administrative measures
Amended
Article 43 Exercise of supervisory powers and imposition of sanctions
Amended
Article 44 Obligation to cooperate
Amended
Article 45 Publication of decisions
Amended
Article 46 Colleges
Amended
Article 47 Cooperation with ESMA
Applicable
Article 48 Professional secrecy
Chapter 4 ESMA powers and competences (arts. 48a-48n)
Section 1 Competences and procedures (arts. 48a-48d)
Inserted
Article 48a Exercise of the powers by ESMA
Inserted
Article 48b Request for information
Inserted
Article 48c General investigations
Inserted
Article 48d On-site inspections
Section 2 Administrative sanctions and other administrative measures (arts. 48e-48h)
Inserted
Article 48e Supervisory measures by ESMA
Inserted
Article 48f Fines
Inserted
Article 48g Periodic penalty payments
Inserted
Article 48h Disclosure, nature, enforcement and allocation of fines and periodic penalty payments
Section 3 Procedures and review (arts. 48i-48k)
Inserted
Article 48i Procedural rules for taking supervisory measures and imposing fines
Inserted
Article 48j Hearing of the persons subject to investigations
Inserted
Article 48k Review by the Court of Justice
Section 4 Fees and delegation (arts. 48l-48n)
Inserted
Article 48l Supervisory fees
Inserted
Article 48m Delegation of tasks by ESMA to competent authorities
Inserted
Article 48n Transition measures related to ESMA