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UK Financial Services Law
Legislation (UK)
Statutory Instruments
2015
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Table of Contents
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Financial Services (Banking Reform) Act 2013 (Transitional and Savings Provisions) Order 2015 [SI 2015 No. 492]
Introductory Text
Part 1 Introductory (art. 1)
Article 1 Citation, commencement and interpretation
Part 2 Approval for particular arrangements (arts. 2-9)
Article 2 Requirement to give notice in relation to an approved person
Article 3 Conditions for continuation of an approval
Article 4 Treatment of a continuing approval
Article 5 Regulators' power to impose requirements for an article 2 notice
Article 6 Revision of an article 2 notice
Article 7 Application of section 63ZA to a continuing approval
Article 8 Application of section 62A to a statement provided under article 2(3)(c)
Article 9 Steps taken under section 63
Part 3 Applications for approval for particular arrangements (arts. 10-16)
Article 10 Period for consideration of an application to perform controlled functions
Article 10A. Relevant non-UK institutions
Article 10B. Solvency II firms
Article 11 Conditions for continuation of an application to perform controlled functions
Article 12 Continuation of an application to perform controlled functions
Article 13 Regulators' power to impose requirements for an article 11 notice
Article 14 Revision of an article 11 notice
Article 15 Application of section 62A to a statement provided under article 11(d)
Article 16 Determination of a continuing application
Part 4 Power for the regulators to specify equivalent functions and make provision about approvals (art. 17)
Article 17 Power for the regulators to specify equivalent functions
Part 5 The regulators' enforcement and variation powers (arts. 18-19)
Article 18 Prohibition orders
Article 19 Power to impose penalties
Part 6 Miscellaneous (arts. 20-23)
Article 20 Rules and requirements imposed by a regulator under this Order
Article 21 Giving of notices, documents etc under this Order
Article 22 Consultation
Article 23 Enforcement of this Order
Signature
Explanatory Note
Explanatory Memorandum
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https://service.betterregulation.com/document/250044
Financial Services (Banking Reform) Act 2013 (Transitional and Savings Provisions) Order 2015 [SI 2015 No. 492]
Part 4 Power for the regulators to specify equivalent functions and make provision about approvals (art. 17)
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Part 4 Power for the regulators to specify equivalent functions and make provision about approvals (art. 17)
Article 17 Power for the regulators to specify equivalent functions
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