|
|
Chapter 1 Principles of prudential supervision (arts. 26-33a) |
|
|
Article 26 Competence of control of the home Member State |
|
|
Article 27 Competence of the host Member State |
|
|
Article 28 Collaboration concerning supervision |
|
Article 29 On-the-spot verification of branches established in another Member State |
|
|
Article 30 Exchange of information and professional secrecy |
|
|
Article 31 Duty of persons responsible for the legal control of annual and consolidated accounts |
|
|
Article 32 Power of sanction of the competent authorities |
|
|
Article 33 Right to apply to the courts |
|
|
Article 33a |
|
|
Chapter 2 Technical instruments of prudential supervision (arts. 34-51) |
|
|
Section 1 Own funds (arts. 34-39) |
|
|
Article 34 General principles |
|
|
Article 35 Other items |
|
|
Article 36 Other provisions concerning own funds |
|
|
Article 37 Calculation of own funds on a consolidated basis |
|
|
Article 38 Deductions and limits |
|
|
Article 39 Provision of proof to the competent authorities |
|
|
Section 2 Solvency ratio (arts. 40-47) |
|
|
Article 40 General principles |
|
|
Article 41 The numerator: own funds |
|
|
Article 42 The denominator: risk-adjusted assets and off-balance-sheet items |
|
|
Article 43 Risk weightings |
|
|
Article 44 Weighting of claims for regional governments or local authorities of the Member States |
|
|
Article 45 Other weighting |
|
|
Article 46 Administrative bodies and non-commercial undertakings |
|
|
Article 47 Solvency ratio level |
|
|
Section 3 Large exposures (arts. 48-50) |
|
|
Article 48 Reporting of large exposures |
|
|
Article 49 Limits on large exposures |
|
|
Article 50 Supervision on a consolidated or unconsolidated basis of large exposures |
|
|
Section 4 Qualifying holdings outside the financial sector (art. 51) |
|
|
Article 51 Limits to non-financial qualifying holdings |
|
|
Chapter 3 Supervision on a consolidated basis (arts. 52-56a) |
|
|
Article 52 Supervision on a consolidated basis of credit institutions |
|
|
Article 53 Competent authorities responsible for exercising supervision on a consolidated basis |
|
|
Article 54 Form and extent of consolidation |
|
|
Article 54a Management body of financial holding companies |
|
|
Article 55 Information to be supplied by mixed-activity holding companies and their subsidiaries |
|
|
Article 56 Measures to facilitate supervision on a consolidated basis |
|
|
Article 55a Intra-group transactions with mixed-activity holding companies |
|
|
Article 56a Third-country parent undertakings |
