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Version status: Repealed | Document consolidation status: Updated to reflect all known changes
Version date: 1 January 2014 - onwards
  Version 4 of 4    

Article 3

Repealed from 1 January 2014

1. For the purposes of this Directive the following definitions shall apply:

(a) "credit institutions" means credit institutions as defined in Article 4(1) of Directive 2006/48/EC;

(b) "investment firms" means institutions as defined in Article 4(1)(1) of Directive 2004/39/EC, which are subject to the requirements imposed by that Directive, excluding:(i) credit institutions;(ii) local firms as defined in point (p); and(iii) firms which are only authorised to provide the service of investment advice and/or receive and transmit orders from investors without holding money or securities belonging to their clients and which for that reason may not at any time place themselves in debt with those clients;

(c) "institutions" means credit institutions and investment firms;

(d) "recognised third-country investment firms" means firms meeting the following conditions:(i) firms which, if they were established within the Community, would be covered by the definition of investment firm;(ii) firm

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